Gregory A. Gallo
Professional summary
Gregory A Gallo, who also goes by Greg Gallo, is a registered financial advisor currently at GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC located in Red Bank, New Jersey and GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 86, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory A Gallo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2007 - Present
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701February 20, 2004 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701September 1, 2001 - March 2, 2004
KIRLIN SECURITIES INC.
February 14, 1996 - September 1, 2001
M.S. FARRELL & COMPANY, INC.
Primary Firm SEC Registration
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CRD#: 133088 / SEC#: 801-79500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2020)
(12/22/2020)
(2/20/2004)
(2/20/2004)
(2/20/2004)
(2/20/2004)
(2/20/2004)
(2/23/2004)
(7/27/2020)
(8/28/2018)
(1/23/2020)
(2/20/2004)
(2/20/2004)
(2/20/2004)
(2/28/2007)
(8/3/2021)
(2/20/2004)
(11/15/2020)
(2/20/2004)
(2/20/2004)
(7/12/2021)
(2/20/2004)
(1/13/2010)
(2/20/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CRD#: 133088 / SEC#: 801-79500
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,122 |
| AUM (Assets Under Management) | $ 561,548,738 |
Red Flags
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