John W. Oldengarm

TRINITY CAPITAL MANAGEMENT

ONTARIO, CA 91764

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CRD#: 2701091

Professional summary

John William Oldengarm is a registered financial advisor currently at TRINITY CAPITAL MANAGEMENT, LLC located in Ontario, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. John has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Oldengarm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2013 - Present

TRINITY CAPITAL MANAGEMENT, LLC

Office #1: 901 Via Piemonte, Ontario, CA 91764

RIA

CRD#: 143097

ONTARIO, CA

Past

August 13, 2008 - October 11, 2012

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ONTARIO, CA

Past

November 26, 2007 - August 13, 2008

PENSION PLANNERS SECURITIES, INC.

CRD#: 14068

ONTARIO, CA

Past

May 19, 2000 - December 12, 2007

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

ONTARIO, CA

Past

January 25, 2000 - September 24, 2013

TRINITY FINANCIAL PARTNERS

RIA

CRD#: 136969

ONTARIO, CA

Past

January 26, 1996 - May 26, 2000

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 143097 / SEC#: 801-67581

RIA

Registered Investment Advisory firm - (2/23/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/18/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/23/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRINITY CAPITAL MANAGEMENT, LLC

CRD#: 143097 / SEC#: 801-67581

RIA

Registered Investment Advisory firm - (2/23/2007 Approved)

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Contact information

Main Address

607 De La Vista Ave., Santa Barbara, CA 93103

Mailing Address

Phone number

(805) 963-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRINITY CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A - 02/2024 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	937
AUM (Assets Under Management)	$ 453,528,157

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John W. Oldengarm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John William Oldengarm's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

PENSION PLANNERS SECURITIES, INC.

KESTRA INVESTMENT SERVICES, LLC

TRINITY FINANCIAL PARTNERS

EQUITY SERVICES, INC.

Primary Firm SEC Registration

TRINITY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/1999

Series 63

Date: 1/31/1996

Series 7

Date: 3/18/1997

Series 6

Date: 1/23/1996

Current Firm

TRINITY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRINITY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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