William M. Coleman
Professional summary
William Michael Coleman is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1996. William has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Michael Coleman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2007 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010May 31, 2002 - December 15, 2005
CITIGROUP GLOBAL MARKETS INC.
May 15, 2001 - July 23, 2001
W.R. HAMBRECHT + CO., LLC
May 1, 2001 - May 18, 2001
J.P. MORGAN SECURITIES INC.
February 5, 2001 - May 1, 2001
JPMSI
February 1, 2000 - February 5, 2001
J.P. MORGAN SECURITIES INC.
February 10, 1996 - February 1, 2000
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2007)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/22/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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