Michael J. Pata
Professional summary
Michael John Pata is a registered financial professional currently at AEGIS CAPITAL CORP. located in Melville, New York and ACCEPTUS CAPITAL CORP. located in Port Washington, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Pata's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2010 - Present
AEGIS CAPITAL CORP.
Office #1: 1305 Walt Whitman Rd Suite 120, Melville, NY 11747November 30, 2016 - Present
ACCEPTUS CAPITAL CORP.
Office #1: 22 Country Club Drive, Port Washington, NY 11050August 19, 2002 - March 2, 2010
GUNNALLEN FINANCIAL, INC
May 10, 2001 - August 20, 2002
FIRST MONTAUK SECURITIES CORP.
April 12, 2000 - May 1, 2001
J.P. TURNER & COMPANY, L.L.C.
January 9, 1998 - May 9, 2000
INSTITUTIONAL EQUITY CORPORATION
July 16, 1996 - December 23, 1997
JOSEPH STEVENS & CO., INC.
March 4, 1996 - July 11, 1996
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2010)
(3/15/2010)
(4/15/2010)
(3/14/2011)
(3/8/2010)
(5/9/2011)
(3/16/2010)
(3/4/2010)
(2/19/2010)
(2/16/2012)
(3/9/2010)
(4/7/2010)
(2/24/2010)
(2/19/2010)
(3/3/2010)
(3/4/2010)
(3/16/2010)
(3/3/2010)
(2/19/2010)
(3/17/2010)
(2/19/2010)
(3/10/2010)
(3/18/2010)
(2/19/2010)
(2/19/2010)
(5/10/2010)
(3/4/2010)
(2/19/2010)
(5/15/2018)
(2/19/2010)
(3/18/2010)
(3/26/2010)
(2/19/2010)
(2/19/2010)
(3/30/2010)
(2/22/2012)
(3/5/2010)
(4/21/2010)
(3/2/2010)
(2/19/2010)
(2/19/2010)
(2/23/2010)
(2/19/2010)
(1/21/2016)
(6/4/2010)
(3/24/2025)
(3/16/2010)
(3/23/2010)
(2/22/2010)
(2/19/2010)
(4/9/2010)
(2/19/2010)
Exams
FINRA
Nasdaq Stock Market
Current Firm
ACCEPTUS CAPITAL CORP.
CRD#: 282755 / SEC#: , 8-69734
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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