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SC

Scott R. Chinitz

TRUIST SECURITIES
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 2699556
SC

Professional summary

Scott Robert Chinitz, who also goes by Scott Robert Chinitz, Scott Chinitz, is a registered financial professional currently at TRUIST SECURITIES, INC. located in New York, New York.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1996. Scott has worked at 10 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Scott Robert Chinitz | Scott Chinitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Robert Chinitz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 19, 2018 - Present

TRUIST SECURITIES, INC.

Office #1: 50 Hudson Yards Fl 69 & 70, New York, NY 10001
BD
CRD#: 6271
NEW YORK, NY
Past

October 6, 2017 - December 4, 2018

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

June 15, 2012 - August 16, 2017

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

July 6, 2010 - February 14, 2012

NATWEST MARKETS SECURITIES INC.

BD
CRD#: 11707
STAMFORD, CT
Past

October 1, 2008 - July 26, 2010

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BOSTON, MA
Past

August 3, 2006 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

April 13, 2004 - July 17, 2006

VIRTU ITG LLC

BD
CRD#: 29299
NEW YORK, NY
Past

September 26, 2003 - April 7, 2004

JEMMINI SECURITIES, LLC

BD
CRD#: 119665
NEW YORK, NY
Past

June 17, 1996 - April 21, 1999

SSC NY CORP.

BD
CRD#: 29804
NEW YORK, NY
Past

March 21, 1996 - July 2, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/26/2018)
RR
Alaska
(11/27/2018)
RR
Arizona
(11/29/2018)
RR
Arkansas
(11/27/2018)
RR
California
(11/20/2018)
RR
Colorado
(11/26/2018)
RR
Connecticut
(11/20/2018)
RR
Delaware
(11/29/2018)
RR
District of Columbia
(11/29/2018)
RR
Florida
(11/27/2018)
RR
Georgia
(12/3/2018)
RR
Hawaii
(12/3/2018)
RR
Idaho
(11/19/2018)
RR
Illinois
(11/27/2018)
RR
Indiana
(11/26/2018)
RR
Iowa
(12/5/2018)
RR
Kansas
(12/3/2018)
RR
Kentucky
(11/27/2018)
RR
Louisiana
(12/6/2018)
RR
Maine
(11/20/2018)
RR
Maryland
(11/26/2018)
RR
Massachusetts
(11/20/2018)
RR
Michigan
(12/4/2018)
RR
Minnesota
(12/14/2018)
RR
Mississippi
(11/21/2018)
RR
Missouri
(11/20/2018)
RR
Montana
(11/27/2018)
RR
Nebraska
(11/20/2018)
RR
Nevada
(12/7/2018)
RR
New Hampshire
(12/5/2018)
RR
New Jersey
(11/29/2018)
RR
New Mexico
(11/30/2018)
RR
New York
(11/27/2018)
RR
North Carolina
(11/19/2018)
RR
North Dakota
(11/27/2018)
RR
Ohio
(11/20/2018)
RR
Oklahoma
(11/21/2018)
RR
Oregon
(11/20/2018)
RR
Pennsylvania
(11/21/2018)
RR
Puerto Rico
(11/26/2018)
RR
Rhode Island
(11/21/2018)
RR
South Carolina
(11/21/2018)
RR
South Dakota
(11/27/2018)
RR
Tennessee
(11/28/2018)
RR
Texas
(11/27/2018)
RR
Utah
(11/20/2018)
RR
Vermont
(12/4/2018)
RR
Virginia
(11/20/2018)
RR
Washington
(12/7/2018)
RR
West Virginia
(12/17/2018)
RR
Wisconsin
(11/30/2018)
RR
Wyoming
(11/26/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 4/26/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 7/10/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/14/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/13/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

TS
TRUIST SECURITIES, INC.
ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION

CRD#: 6271 / SEC#: , 8-17212

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
PREMIUM
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Contact information

Main Address
740 Battery Ave, Atlanta, GA 30339
Mailing Address
740 Battery Ave, Atlanta, GA 30339
Phone number
(404) 926-5600
Established
Tennessee since 07/01/1972
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONPARENT COMPANY
COLEMAN, SHELLEY BRENNANAML OFFICER3163295
FARRELL, KATHLEEN ANNEBOARD MEMBER4038178
HACKETT, THOMAS PATRICKCHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER2878035
HUFFSTETLER, MARKBOARD MEMBER AND CHIEF CREDIT OFFICER2830214
HUMPHREYS, ADAMSECRETARY AND CHIEF LEGAL OFFICER7866934
JESSANI, KERRYBOARD MEMBER5048754
MILLIGAN, JOHNPRINCIPAL OPERATIONS OFFICER3206391
MORRIS, DONALD ROSS JRCHIEF FINANCIAL OFFICER3231801
PAPPAS, ALBERT GEORGECHIEF COMPLIANCE OFFICER1875535

Disclosures

Regulatory Event22
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST SECURITIES, INC.

CRD#: 6271New York, NY 10001

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