Terrie Amundson
CETERA INVESTMENT ADVISERS LLC
SAINT PAUL, MN 55101
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CRD#: 2699220
Professional summary
Terrie Amundson, CFP®, who also goes by Terance Joseph Amundson, Terrie Joe Amundson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Saint Paul, Minnesota and CETERA WEALTH SERVICES, LLC located in Maple Grove, Minnesota.
Terrie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Terrie has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Income Management
Life Transitions
Comprehensive Financial Planni...
Social Security Planning
Tax Planning
Inheritance
Small Business Planning
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Terance Joseph Amundson | Terrie Joe Amundson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE HEIGHTS FINANCIAL LLC POSITION: Manager NATURE: This is the entity that I own and through which I provide Avantax Wealth Management services. I provide tax and financial planning, as well as investment guidance and products to my clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 80 START DATE: 07/20/2022 ADDRESS: 5782 Blackshire Path, Inver Grove Heights MN 55076, United States DESCRIPTION: I provide tax and financial planning as well as investment guidance and products to my clients. Also provide insight toclients on how their tax situation can influence all of their financial decisions including investments. 2) IRS VITA TAX COUNSELING FOR THE ELDERLY POSITION: Certified Tax Counselor for the Elderly NATURE: An IRS funded program to provide tax assistance to elderly taxpayers. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2025 ADDRESS: 13801 Fairview Dr., Burnsville MN 55337, United States DESCRIPTION: I provide tax return preparation assistance to elderly taxpayers during the normal period for filing Federal income tax returns, Tuesday afternoons from February 1 to April 15. 3) MFG FINANCIAL ADVISORS POSITION: CERTIFIED FINANCIAL PLANNER[TM] NATURE: This is the entity that I am affiliated with and will provideorough which I provide Avantax Wealth Management services. I provide tax and financial planning, as well as investment guidance and products to our clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 25 START DATE: 11/01/2024 ADDRESS: 332 Minnesota Street, Suite W2350, Saint Paul MN 55101, United States DESCRIPTION: I provide tax and financial planning as well as investment guidance and products to our clients. Also provide insight to clients on how their tax situation can influence all of their financial decisions including investments. 4) MFG TAX ADVISORS POSITION: Certified Financial Planner NATURE: Tax Planning offerred through MFG Financial Advisors INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2024 ADDRESS: 332 Minnesota St, Suite W2350, St Paul MN 55101, United States DESCRIPTION: Tax Planning
CRS (Client Relationship Summary) - RIA
Click below to view Terrie Amundson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 332 Minnesota Street Suite W2350, Saint Paul, MN 55101Office #2: 12924 63rd Ave N, Maple Grove, MN 55369RIA
CRD#: 105644
SAINT PAUL, MN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12924 63rd Ave N, Maple Grove, MN 55369Office #2: 332 Minnesota Street Suite W2350, St. Paul, MN 55101BD
CRD#: 13572
Maple Grove, MN
Past
November 1, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SAINT PAUL, MN
Past
November 1, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
St. Paul, MN
Past
October 2, 2019 - November 13, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
INVER GROVE HEIGHTS, MN
Past
October 2, 2019 - November 13, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
INVER GROVE HEIGHTS, MN
Past
July 15, 2013 - October 9, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
EAGAN, MN
Past
January 4, 2013 - October 9, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
EAGAN, MN
Past
July 3, 2006 - January 7, 2013
ASSOCIATED INVESTMENT SERVICES, INC.
BD
CRD#: 1464
MINNEAPOLIS, MN
Past
July 9, 2001 - July 17, 2006
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ROCHESTER, MN
Past
February 25, 1998 - December 7, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
February 8, 1996 - March 3, 1998
AEGON USA SECURITIES INC.
BD
CRD#: 13302
CEDAR RAPIDS, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(9/5/2025)
IAR
Minnesota(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Saint Paul, MN 55101TRUST BUT VERIFY
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Contact information
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