Anthony S. Dell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Stanton Dell, who also goes by Anthony Stanton Dellorfano, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1996. Anthony had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - July 11, 2017
ARES MANAGEMENT CAPITAL MARKETS LLC
July 14, 2009 - July 6, 2011
RUSSELL INVESTMENTS
February 19, 2008 - July 6, 2011
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
January 3, 2007 - February 22, 2008
FIDELITY BROKERAGE SERVICES LLC
January 2, 2004 - April 12, 2005
FIDELITY DISTRIBUTORS COMPANY LLC
November 26, 1999 - January 2, 2004
FIDELITY BROKERAGE SERVICES LLC
April 2, 1998 - November 8, 1999
AMERICAN GENERAL FUNDS DISTRIBUTORS, INC.
February 9, 1996 - March 17, 1998
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARES MANAGEMENT CAPITAL MARKETS LLC
CRD#: 166219 / SEC#: , 8-69194
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
