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Heather N. Slate

PACIFIC ALLIANCE ASSOCIATES
NEW YORK, NY 10016
CRD#: 2698629
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HS
Heather Nicole SlatePACIFIC ALLIANCE ASSOCIATES

Professional summary

Heather Nicole Slate, who also goes by Heather Nicole Conlan, is a registered financial professional currently at PACIFIC ALLIANCE ASSOCIATES LLC located in New York, New York and WHITE OAK MERCHANT PARTNERS LLC located in San Francisco, California.

Heather is registered as a RR (Registered Representative) and started their career in finance in 1996. Heather has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Aliases

Heather Nicole Conlan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Heather Nicole Slate's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 1, 2023 - Present

PACIFIC ALLIANCE ASSOCIATES LLC

Office #1: 261 Madison Avenue 9th Floor, New York, NY 10016
BD
CRD#: 148938
NEW YORK, NY
Current

May 1, 2026 - Present

WHITE OAK MERCHANT PARTNERS LLC

Office #1: 3 Embarcadero Center Suite 540, San Francisco, CA 94111
BD
CRD#: 140142
SAN FRANCISCO, CA
Past

June 22, 2022 - October 9, 2024

STONEPEAK SECURITIES LLC

BD
CRD#: 316392
NEW YORK, NY
Past

June 16, 2022 - March 24, 2023

TPG CAPITAL BD, LLC

BD
CRD#: 143876
SAN FRANCISCO, CA
Past

September 22, 2021 - September 21, 2022

TITAN GLOBAL TECHNOLOGIES LLC

BD
CRD#: 312379
NEW YORK, NY
Past

May 20, 2019 - November 13, 2019

GORDIAN INVESTMENTS, LLC

BD
CRD#: 158611
SAN FRANCISCO, CA
Past

September 9, 2015 - January 4, 2018

FORWARD SECURITIES, LLC

BD
CRD#: 150133
SAN FRANCISCO, CA
Past

September 7, 2011 - August 12, 2015

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
GREENBRAE, CA
Past

April 7, 2010 - August 16, 2011

MERCURY SECURITIES, LLC

BD
CRD#: 40368
NOVATO, CA
Past

February 27, 2009 - March 31, 2010

PORTFOLIO BROKERAGE SERVICES, INC.

BD
CRD#: 18554
CHICAGO, IL
Past

May 25, 2007 - January 7, 2009

PORTFOLIO BROKERAGE SERVICES, INC.

BD
CRD#: 18554
CHICAGO, IL
Past

October 20, 2005 - April 9, 2007

THOMAS WEISEL PARTNERS LLC

RIA
CRD#: 46237
SAN FRANCISCO, CA
Past

April 11, 2001 - April 9, 2007

THOMAS WEISEL PARTNERS LLC

BD
CRD#: 46237
SAN FRANCISCO, CA
Past

August 1, 1996 - January 4, 2001

BRAD PEERY INC.

BD
CRD#: 15035
MILL VALLEY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/5/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/4/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/31/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/18/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WO
WHITE OAK MERCHANT PARTNERS LLC
ACCENT CAPITAL ADVISORS, L.L.C. | WHITE OAK MERCHANT PARTNERS LLC

CRD#: 140142 / SEC#: , 8-67283

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
3 Embarcadero Center Suite 540, San Francisco, CA 94111
Mailing Address
3 Embarcadero Center Suite 540, San Francisco, CA 94111
Phone number
(415) 644-4100
Established
California since 12/05/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
WHITE OAK FINANCIAL, LLCSOLE SHAREHOLDER OF REGISTRANT
HAKKAK, ANDRE AMINCHIEF COMPLIANCE OFFICER2198641
HAKKAK, ANDRE AMINCHIEF EXECUTIVE OFFICER AND MEMBER2198641
ROMERO, MONIQUEFINOP6712654

Red Flags

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Company Information

WHITE OAK MERCHANT PARTNERS LLC

CRD#: 140142New York, NY 10016

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