Dean H. Salminen
Professional summary
Dean Harry Salminen is a registered financial advisor currently at SECURE ASSET MANAGEMENT, L.L.C. located in Cook, Minnesota and AURORA SECURITIES located in Cook, Minnesota.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Dean has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dean Harry Salminen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2024 - Present
SECURE ASSET MANAGEMENT, L.L.C.
Office #1: 8505 Pederson Rd, Cook, MN 55723April 17, 2024 - Present
AURORA SECURITIES
Office #1: 8505 Pederson Road, Cook, MN 55723April 17, 2024 - April 18, 2024
SECURE ASSET MANAGEMENT, L.L.C.
February 5, 2017 - April 23, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
October 4, 2007 - April 23, 2024
WESTERN INTERNATIONAL SECURITIES, INC.
July 13, 2006 - October 23, 2007
RBC CAPITAL MARKETS, LLC
October 6, 2004 - October 23, 2007
RBC CAPITAL MARKETS, LLC
March 12, 1997 - October 7, 2004
MORGAN STANLEY DW INC.
February 12, 1996 - July 10, 1996
WFP SECURITIES
Primary Firm SEC Registration
SECURE ASSET MANAGEMENT, L.L.C.
CRD#: 144046 / SEC#: 801-113954
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2024)
(4/17/2024)
(4/22/2024)
(4/23/2024)
(4/17/2024)
Exams
FINRA
Current Firm
SECURE ASSET MANAGEMENT, L.L.C.
CRD#: 144046 / SEC#: 801-113954
Contact information
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,714 |
| AUM (Assets Under Management) | $ 890,034,531 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
