John L. Bruch

BENGUR BRYAN & CO.

Baltimore, MD 21202

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CRD#: 2698388

Professional summary

John Lawrence Bruch III, who also goes by John Lawrence Bruch III III, is a registered financial professional currently at BENGUR BRYAN & CO., INC. located in Baltimore, Maryland.

John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Lawrence Bruch Iii Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Lawrence Bruch III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2016 - Present

BENGUR BRYAN & CO., INC.

Office #1: 509 South Exeter Street Suite 210, Baltimore, MD 21202

CRD#: 36290

Baltimore, MD

Past

March 18, 2010 - July 8, 2014

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

BALTIMORE, MD

Past

March 18, 2010 - July 8, 2014

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

BALTIMORE, MD

Past

May 29, 2007 - July 31, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BALTIMORE, MD

Past

May 29, 2007 - July 31, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BALTIMORE, MD

Past

January 6, 2007 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

BALTIMORE, MD

Past

November 29, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

BALTIMORE, MD

Past

October 1, 2000 - December 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

August 4, 2000 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

September 1, 1997 - January 14, 1999

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

August 30, 1996 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(6/27/2016)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 9/17/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BENGUR BRYAN & CO., INC.

CRD#: 36290 / SEC#: , 8-47072

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

509 South Exeter Street Suite 210, Baltimore, MD 21202

Mailing Address

509 South Exeter Street Suite 210, Baltimore, MD 21202

Phone number

(443) 573-3030

Established

Maryland since 06/02/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BRYAN, CHARLES ALAN	CHIEF COMPLIANCE OFFICER	1587605

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John L. Bruch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Lawrence Bruch III's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2006

Series 63

Date: 9/20/1996

Series 79TO

Date: 9/17/2019

SIE

Date: 10/1/2018

Series 7

Date: 8/29/1996

FINRA

Current Firm

BENGUR BRYAN & CO., INC.

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BENGUR BRYAN & CO., INC.

TRUST BUT VERIFY

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