John Lawrence Bruch Iii
Professional Summary
John Lawrence Bruch III, who also goes by John Lawrence Bruch III III, is a registered financial advisor currently at BENGUR BRYAN & CO., INC. located in Baltimore, Maryland. John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Lawrence Bruch Iii Iii
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Contact Information
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Disclosures on record.
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Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BENGUR BRYAN & CO., INC.
Contact Information
Main Address
509 South Exeter Street Suite 210, Baltimore, MD 21202Mailing Address
509 South Exeter Street Suite 210, Baltimore, MD 21202Phone Number
(443) 573-3030Established
Maryland since 06/02/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRYAN, CHARLES ALAN | CHIEF COMPLIANCE OFFICER | 1587605 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/27/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Sep 2019About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Lawrence Bruch III's CRS (Customer Relationship Summary).
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