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HF

Henry M. Ford

LIFESTEPS FINANCIAL
Claremont, CA 91711
Some features on this profile are disabled
CRD#: 2697895
HF

Professional summary

Henry Milton Ford JR is a registered financial advisor currently at LIFESTEPS FINANCIAL located in Claremont, California.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Henry has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LifeSteps Bank and Trust; Not investment-related; 1400 Market St., #100, Huntsville, AL 35808; Director; Since 09/2024; Approx. 4 hours per month total/during trading hours; Consult on business plan, long-term planning, and credit committee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry Milton Ford JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 22, 2010 - Present

LIFESTEPS FINANCIAL

Office #1: 250 West First Street Suite 248, Claremont, CA 91711Office #2: 231 Public Square Suite 300, Franklin, TN 37064
RIA
CRD#: 153852
Claremont, CA
Past

September 4, 2009 - September 2, 2010

CONCERT WEALTH MANAGEMENT

RIA
CRD#: 141253
CLAREMONT, CA
Past

June 1, 2009 - September 18, 2009

MORGAN STANLEY

RIA
CRD#: 149777
CLARMONT, CA
Past

June 1, 2009 - September 18, 2009

MORGAN STANLEY

BD
CRD#: 149777
CLARMONT, CA
Past

January 26, 2004 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
CLARMONT, CA
Past

April 24, 2001 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
CLARMONT, CA
Past

March 28, 1996 - April 5, 2001

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

February 21, 1996 - March 19, 1996

SMITH CULVER INVESTMENTS

BD
CRD#: 24007
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LIFESTEPS FINANCIAL
FOOTHILL FINANCIAL ADVISORS, INC. | LIFESTEPS FINANCIAL, INC. | LIFESTEPS FINANCIAL

CRD#: 153852 / SEC#: 801-71544

RIA
Registered Investment Advisory firm - (6/22/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/22/2010)
IAR
Tennessee
(7/20/2021)
IAR
Texas
(3/9/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/20/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/11/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/20/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 7/7/1998
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

LF
LIFESTEPS FINANCIAL
FOOTHILL FINANCIAL ADVISORS, INC. | LIFESTEPS FINANCIAL, INC. | LIFESTEPS FINANCIAL

CRD#: 153852 / SEC#: 801-71544

RIA
Registered Investment Advisory firm - (6/22/2010 Approved)
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Contact information

Main Address
250 West First Street Suite 248, Claremont, CA 91711
Mailing Address
Phone number
(909) 267-3770
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIFESTEPS FINANCIAL, INC. FORM ADV PART 2A INCLUDING 2B (10/20/2025)

Regulatory assets under management

Total Number of Accounts804
AUM (Assets Under Management)$ 374,568,217

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
05/02/2025
Cover Page
Report
05/06/2024
Cover Page
Report
10/06/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIFESTEPS FINANCIAL

CRD#: 153852Claremont, CA 91711

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