LM

Leslie J. Menchen

THE O.N. EQUITY SALES COMPANY
Henderson, NV 89014
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CRD#: 2697770
LM

Professional summary


Leslie J Menchen, who also goes by Leslie Menchen, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Henderson, Nevada.

Leslie is registered as a RR (Registered Representative) and started their career in finance in 1996. Leslie has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Leslie Menchen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Leslie J Menchen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 6, 2019 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: 29 Quail Run Road, Henderson, NV 89014
BD
CRD#: 2936
Henderson, NV
Past

March 14, 2019 - July 19, 2024

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
Henderson, NV
Past

September 20, 2017 - January 11, 2019

EQUITY SERVICES, INC.

RIA
CRD#: 265
HENDERSON, NV
Past

August 19, 2004 - September 8, 2017

EQUITY SERVICES, INC.

RIA
CRD#: 265
HENDERSON, NV
Past

March 9, 2004 - January 11, 2019

EQUITY SERVICES, INC.

BD
CRD#: 265
HENDERSON, NV
Past

February 6, 1996 - March 2, 2004

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/15/2019)
RR
California
(2/6/2019)
RR
Nevada
(3/14/2019)
RR
New York
(2/6/2019)
RR
Oregon
(3/29/2019)
RR
Texas
(8/4/2023)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TO
THE O.N. EQUITY SALES COMPANY
THE O.N. EQUITY SALES COMPANY

CRD#: 2936 / SEC#: , 8-14161

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(513) 794-6794
Established
Ohio since 08/22/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY
VANHOY, ANDREW JOSEPHDIRECTOR & CHIEF COMPLIANCE OFFICER3012299
WESTBROCK, NANCY MCHARIMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER5637288

Disclosures


Regulatory Event7
Arbitration2

Red Flags


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Company Information


THE O.N. EQUITY SALES COMPANY

CRD#: 2936Henderson, NV 89014

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