Michael A. Siggs
Professional summary
Michael Allan Siggs, who also goes by Mike Siggs, is a registered financial professional currently at HAYWOOD SECURITIES (USA) INC. .
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Allan Siggs's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2018 - Present
HAYWOOD SECURITIES (USA) INC.
Office #1: 200 Burrard St Suite 700, Vancouver, Bc, V6C 3L6March 28, 2003 - March 1, 2016
RICHARDSON GMP (USA) CORP.
February 22, 1996 - May 14, 2003
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2023)
(5/9/2018)
(3/17/2022)
(2/20/2018)
(2/20/2018)
(1/22/2019)
(2/3/2020)
(5/17/2018)
(5/31/2021)
(4/9/2019)
(6/10/2019)
(7/16/2018)
(10/3/2018)
(6/20/2019)
(3/26/2021)
(10/1/2020)
(7/16/2018)
(1/8/2020)
(2/20/2018)
(4/9/2018)
(12/23/2021)
(9/23/2025)
(6/16/2021)
(9/3/2019)
(2/26/2018)
(10/21/2025)
(2/3/2020)
(2/20/2018)
(1/13/2023)
(1/18/2022)
Exams
FINRA
Current Firm
HAYWOOD SECURITIES (USA) INC.
CRD#: 42072 / SEC#: , 8-49696
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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