Richard A. Clemens
Professional summary
Richard Alan Clemens, who also goes by Rick Clemens, is a registered financial advisor currently at HAWK100 located in Dublin, Ohio.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Richard has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Alan Clemens's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2009 - Present
HAWK100
Office #1: 555 Metro Place North Suite 100, Dublin, OH 43017August 17, 2006 - October 13, 2009
COONS ADVISORS
September 24, 2004 - December 13, 2006
HAWK100
November 6, 2003 - February 26, 2004
BPU INVESTMENT MANAGEMENT INC.
July 8, 2003 - February 26, 2004
BPU INVESTMENT MANAGEMENT INC.
March 10, 2003 - May 7, 2003
GREENFIELD/LEWIS INVESTMENT COUNSEL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/13/2009)
Exams
Current Firm
HAWK100
CRD#: 130927 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 12,208,000 |
Red Flags
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