David A. Buttke
Professional summary
David A Buttke Jr, who also goes by Dave Anthony Buttke, David Anthony Buttke, is a registered financial professional currently at JPMORGAN DISTRIBUTION SERVICES, INC. located in Columbus, Ohio.
David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 14 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David A Buttke Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2004 - Present
JPMORGAN DISTRIBUTION SERVICES, INC.
Office #1: 1111 Polaris Pkwy, Columbus, OH 43240March 2, 2004 - December 7, 2004
VICTORY CAPITAL SERVICES, INC.
March 2, 2004 - December 7, 2004
STI CLASSIC FUND SERVICES, INC
March 2, 2004 - December 7, 2004
PROFUNDS DISTRIBUTORS, INC.
March 2, 2004 - December 7, 2004
FORESIDE INVESTMENT SERVICES, LLC
March 2, 2004 - December 7, 2004
NEW COVENANT FUNDS DISTRIBUTOR, INC.
March 2, 2004 - December 7, 2004
CITI DISTRIBUTION SERVICES, INC.
March 2, 2004 - December 7, 2004
BISYS SHELF B/D (1), INC.
March 2, 2004 - December 7, 2004
HEARTLAND INVESTOR SERVICES, LLC
March 2, 2004 - December 7, 2004
FUNDS DISTRIBUTOR, LLC
March 2, 2004 - December 7, 2004
FTFD FUND DISTRIBUTOR, INC.
March 2, 2004 - December 7, 2004
EVERGREEN DISTRIBUTOR, INC.
March 2, 2004 - December 7, 2004
BD COMPLIANCE SOLUTIONS, LLC
April 3, 2003 - December 7, 2004
FORESIDE DISTRIBUTION SERVICES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
JPMORGAN DISTRIBUTION SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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