James Gansner
STRATEGIC ADVISERS LLC | Financial Consultant
BALLWIN, MO
Some features on this profile are disabled
CRD#: 2697166
Professional summary
James Gansner, who also goes by James Phillip Gansner Jr, James Phillip Gansner, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Ballwin, Missouri and FIDELITY BROKERAGE SERVICES LLC located in Chesterfield, Missouri.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. James has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
I work closely with clients to help them work towards their goals using my many years of experience and knowledge. It is a privilege to get to know my clients, build a relationship, and help them strive for a better life for themselves and their families.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Phillip Gansner Jr | James Phillip Gansner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-15161|OrgNmn:Oakville Investments LLC|Org Addr:Saint Loui,Missouri,US|OBA Nature:The sole activity is to hold t|Invst Rel:Y|Title:Member|Duties:None - I will have no active role in the business.|StrtDt:01-10-20|TotHrs/mon:1|TrdHrs/mon:0|OBA-15159|OrgNmn:Oakville Pub and Sports Grill, LLC|Org Addr:Saint Loui,Missouri,US|OBA Nature:Restaurant|Invst Rel:N|Title:Co-Managing Member|Duties:Two 1-hour-long business meetings per year.|StrtDt:02-05-13|TotHrs/mon:1|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view James Gansner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Saint Louis University School of Law
Juris Doctor (JD) - Law
Southern Illinois University
Bachelor of Science (BS) - Political Science
1995
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 16090 Swingley Ridge Rd Ste 100, Chesterfield, MO 63017-2064RIA
CRD#: 104555
BALLWIN, MO
Current
June 8, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 16090 Swingley Ridge Rd Suite 100 - 300, Chesterfield, MO 63017-2064BD
CRD#: 7784
Chesterfield, MO
Past
June 24, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHESTERFIELD, MO
Past
January 22, 2019 - May 19, 2020
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
RIA
CRD#: 290043
ST LOUIS, MO
Past
January 22, 2019 - May 19, 2020
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
KANSAS CITY, MO
Past
January 31, 2018 - January 17, 2019
TD AMERITRADE, INC.
RIA
CRD#: 7870
St. Louis, MO
Past
January 31, 2018 - January 17, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
St. Louis, MO
Past
January 31, 2018 - January 17, 2019
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
January 15, 2015 - April 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
January 15, 2015 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
ST LOUIS, MO
Past
November 10, 2014 - January 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ST. LOUIS, MO
Past
September 26, 2014 - January 6, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
April 7, 2009 - August 26, 2014
FIRST BANKERS' BANC SECURITIES, INC
BD
CRD#: 15041
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/8/2020)
RR
Arkansas(12/12/2024)
RR
California(5/19/2023)
RR
Colorado(7/3/2024)
RR
Florida(6/8/2020)
RR
Georgia(7/8/2022)
RR
Illinois(6/8/2020)
RR
Iowa(6/8/2020)
RR
Maryland(8/8/2025)
RR
Michigan(4/25/2024)
RR
Minnesota(7/19/2024)
RR
Mississippi(1/10/2025)
RR
Missouri(6/8/2020)
IAR
Missouri(3/31/2025)
RR
New Jersey(3/25/2023)
RR
New York(6/8/2020)
RR
North Carolina(6/8/2020)
RR
Tennessee(4/27/2022)
RR
Texas(6/8/2020)
IAR
Texas(3/31/2025)
RR
Virginia(1/6/2024)
RR
Washington(3/9/2023)
RR
Wisconsin(11/30/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Ballwin, MOTRUST BUT VERIFY
Monitor James Gansner
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
