Matthew F. Tenaglia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Francis Tenaglia, who also goes by Matthew Tenaglia, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1996. Matthew had worked at 13 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2009 - May 19, 2023
AMERICAN CAPITAL PARTNERS, LLC
November 13, 2006 - January 22, 2009
NEWBRIDGE SECURITIES CORPORATION
November 23, 2004 - September 28, 2006
ANDREW GARRETT INC.
November 3, 2003 - December 17, 2004
LH ROSS & COMPANY, INC.
July 23, 2002 - November 25, 2003
HARRISON SECURITIES, INC.
January 2, 2002 - July 23, 2002
OPPENHEIMER & CO. INC.
March 13, 2001 - January 2, 2002
JOSEPHTHAL & CO., INC.
January 3, 2001 - March 13, 2001
MILLENNIUM SECURITIES CORP.
October 21, 1998 - March 13, 2001
MORGAN, TAYLOR & ASSOCIATES, INC.
May 2, 1997 - October 22, 1998
NATIONAL SECURITIES CORPORATION
February 4, 1997 - April 29, 1997
ROYCE INVESTMENT GROUP, INC.
November 25, 1996 - January 31, 1997
JOSEPH DILLON & COMPANY INC.
September 30, 1996 - November 27, 1996
LANDMARK INTERNATIONAL EQUITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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