Keith A. Scherer
Professional summary
Keith Andrew Scherer, who also goes by Keith A Scherer, is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York and CANTOR FITZGERALD & CO. located in Jericho, New York.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1996. Keith has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Andrew Scherer's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2015 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119Office #2: 295 Broadway, Bethpage, NY 11714November 10, 2025 - Present
CANTOR FITZGERALD & CO.
Office #1: 1 Jericho Plaza 2nd Floor, Jericho, NY 11753May 4, 2015 - December 15, 2015
TULLETT PREBON FINANCIAL SERVICES LLC
March 26, 2012 - February 24, 2015
CANACCORD GENUITY LLC
August 24, 2009 - September 27, 2012
CANACCORD GENUITY SECURITIES LLC
December 18, 2008 - August 4, 2009
PALI CAPITAL, INC.
March 26, 2004 - March 31, 2008
CITIGROUP GLOBAL MARKETS INC.
November 13, 2003 - March 5, 2004
STEVENS, ALAN BEN
September 25, 2003 - November 10, 2003
BEACONS STRATEGIC CAPITAL, INC.
August 8, 1996 - September 27, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/14/2015)
(12/10/2023)
(12/10/2023)
(12/10/2023)
(12/14/2015)
(12/10/2023)
(12/10/2023)
(12/14/2015)
(12/14/2015)
(12/10/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/8/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
