Sherry W. Wolfe
Professional summary
Sherry Winstead Wolfe, who also goes by Sherry Brannen, is a registered financial professional currently at CAPITAL INVESTMENT GROUP, INC. located in Washington, North Carolina.
Sherry is registered as a RR (Registered Representative) and started their career in finance in 1996. Sherry has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sherry Winstead Wolfe's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2009 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 409 W. Main Street Ste 200, Washington, NC 27889October 20, 2008 - May 6, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
September 20, 2002 - October 30, 2008
CAPITAL INVESTMENT GROUP, INC.
October 18, 1999 - September 16, 2002
JBS LIBERTY SECURITIES, INC.
January 27, 1997 - October 19, 1999
INVEST FINANCIAL CORPORATION
March 19, 1996 - February 5, 1997
MID-ATLANTIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2009)
Exams
FINRA
Current Firm
CAPITAL INVESTMENT GROUP, INC.
CRD#: 14752 / SEC#: , 8-31225
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| R.B.S.B. FAMILY TRUST | OWNER | |
| NICHOLSON, WILLIAM BATEMAN SR | SHAREHOLDER | 2585041 |
| BATTLE, RICHARD STAATS | SHAREHOLDER | 2349045 |
| BROOKS, BENJAMIN TIMOTHY III | PRESIDENT | 2206321 |
| BRYANT, RICHARD KING | CEO/TREASURER/FINOP/CO-TRUSTEE | 1069685 |
| DRESSLER, KURT ALAN | SHAREHOLDER | 2381036 |
| EDDINS, WILLIAM HAROLD JR | ASSISTANT VICE PRESIDENT | 1724993 |
| HARDEN, RONALD TODD | SHAREHOLDER | 1528810 |
| KING, RONALD LEE | CHIEF COMPLIANCE OFFICER | 2530489 |
| MCDONALD, CORNELIUS TRAWICK III | ASSISTANT VICE PRESIDENT | 1288377 |
| SADLER, SUZANNE BRYANT | CO-TRUSTEE | 6313854 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 3 |
Red Flags
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Company Information
CAPITAL INVESTMENT GROUP, INC.
CRD#: 14752Washington, NC 27889TRUST BUT VERIFY
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