Estee Carla Dorfman
Professional Summary
Estee Carla Dorfman, who also goes by Estee C Dorfman, Estee Dorfman Foster, Estee Dorfman-foster, Estee Dorfman Foster, is a registered financial advisor currently at HUNTWICKE SECURITIES, LLC located in Topsfield, Massachusetts and ELM CAPITAL USA LIMITED. Estee is registered as a RR (Registered Representative) and started their career in finance in 1996. Estee has worked at 50 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Estee C Dorfman, Estee Dorfman Foster, Estee Dorfman-Foster, Estee Dorfman Foster
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Videos & Posts
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Contact Information
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
LIQUIFI LLC | LIQUIFI360 LLC
Contact Information
Main Address
210 Sw Market Street, Lee's Summit, MO 64063Mailing Address
210 Sw Market Street, Lee's Summit, MO 64063Phone Number
(615) 969-2320Established
Delaware since 02/04/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1996About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Estee Carla Dorfman's CRS (Customer Relationship Summary).
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