LH
Lee F. Hediger
PROVENANCE WEALTH ADVISORS
Fort Lauderdale, FL 33301
Some features on this profile are disabled
CRD#: 2696174
LH
Professional summary
Lee Frederick Hediger is a registered financial advisor currently at PROVENANCE WEALTH ADVISORS located in Fort Lauderdale, Florida and PWA SECURITIES, LLC located in Fort Lauderdale, Florida.
Lee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Lee has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business: Lee F. Hediger, PA Inc. Address: 200 S Biscayne Blvd Fl 7/8, Miami, FL, 33131, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 08/25/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC for tax purposes to process fees from PWA. (2) Name of Business: Non Variable Insurance Address: 200 S Biscayne Blvd Fl 7/8, Miami, FL, 33131, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/25/2013 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Insurance agent. (3 )Name of Business: Provenance Wealth Advisors Address: 200 S Biscayne Blvd Fl 7/8, Miami, FL, 33131, United States Activity Type: Independent RIA Position/Title: Director Investment Related: Yes Start Date: 11/22/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I am one of the co-founders of Provenance. My principal responsibility is to provide high level estate, business, retirement and investment planning to the clients of the firm. (4) Name of Business: ZYH Holding Company LLC Address: 200 E Las Olas Blvd, 19th Floor, Fort Lauderdale, FL, 33301, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 02/01/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: shareholder only. (5) Name of Business: The Veterans Trust; Non-Investment-Related; Boca Raton, FL; Trust; Non-Profit Organization Founder/Leadership; 10/2013; 20 hrs/mo; 0 hrs/mo during securities trading hours; Duties are help run the Trust which was set up to help Veterans. (6) Name of Business: Referral Fees; Non-Investment Related; Address: 200 E Las Olas Blvd, 19th Floor, Fort Lauderdale, FL 33301. Activity Type: Referral Fees. Position/Title: NA Investment Related: No. Start Date: 8/28/23. Hours devoted to activity: 1. Description: Receive referral fees for business referred to CPA Firm Berkowitz Pollack Brant.
CRS (Client Relationship Summary) - RIA
Click below to view Lee Frederick Hediger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2003 - Present
PROVENANCE WEALTH ADVISORS
Office #1: 200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301RIA
CRD#: 126529
Fort Lauderdale, FL
Current
August 17, 2023 - Present
PWA SECURITIES, LLC
Office #1: 200 East Las Olas Blvd 19th Floor, Fort Lauderdale, FL, 33301Office #2: 200 S. Biscayne Blvd, Seventh & Eighth Floors, Miami, FL 33131BD
CRD#: 321974
Fort Lauderdale, FL
Past
September 11, 2013 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
MIAMI, FL
Past
August 30, 2013 - August 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MIAMI, FL
Past
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
RIA
CRD#: 15840
MIAMI, FL
Past
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
MIAMI, FL
Past
March 8, 2000 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
RIA
CRD#: 8503
FT LAUDERDALE, FL
Past
March 8, 2000 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
June 1, 1998 - March 7, 2000
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
January 31, 1996 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROVENANCE WEALTH ADVISORS
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
CRD#: 126529 / SEC#: 801-113505
RIA
Registered Investment Advisory firm - (6/25/2018 Approved)Ohio
Registered Investment Advisory firm - (5/12/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/30/2023)
IAR
California(12/23/2024)
RR
Colorado(1/3/2024)
IAR
Colorado(12/23/2024)
RR
Connecticut(8/30/2023)
RR
District of Columbia(1/3/2024)
IAR
Florida(5/6/2003)
RR
Florida(8/17/2023)
IAR
Georgia(12/26/2024)
RR
Kentucky(12/23/2024)
RR
Maryland(8/30/2023)
IAR
Maryland(1/6/2025)
RR
Missouri(1/3/2024)
IAR
Missouri(12/24/2024)
RR
Nevada(1/3/2024)
IAR
Nevada(1/2/2025)
RR
New Jersey(8/30/2023)
IAR
New Jersey(12/24/2024)
RR
New York(8/30/2023)
IAR
New York(12/23/2024)
RR
Ohio(1/3/2024)
RR
South Carolina(1/3/2024)
IAR
South Carolina(12/23/2024)
RR
Texas(8/30/2023)
IAR
Texas(12/23/2024)
RR
Wyoming(12/23/2024)
IAR
Wyoming(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PROVENANCE WEALTH ADVISORS
PROVENANCE WEALTH ADVISORS | PROVENANCE WEALTH ADVISORS, LLC
CRD#: 126529 / SEC#: 801-113505
RIA
Registered Investment Advisory firm - (6/25/2018 Approved)Ohio
Registered Investment Advisory firm - (5/12/2023 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 East Las Olas Boulevard 19th Floor, Fort Lauderdale, FL 33301
Mailing Address
Phone number
(954) 712-8888
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,221 |
| AUM (Assets Under Management) | $ 3,523,875,805 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROVENANCE WEALTH ADVISORS
CRD#: 126529Fort Lauderdale, FL 33301TRUST BUT VERIFY
Monitor Lee Hediger
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
