RC
Rebecca C. Craig
KESTRA ADVISORY SERVICES
SEVERNA PARK, MD 21146
Some features on this profile are disabled
CRD#: 2695507
RC
Professional summary
Rebecca Charlotte Craig, who also goes by Becky Craig, Becky Olds, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Severna Park, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Severna Park, Maryland.
Rebecca is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Rebecca has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Becky Craig | Becky Olds
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Craig and Treff Financial Services Investment Related: Yes Address: 819 Ritchie Hwy, Suite 1015 Severna Park MD 21146 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Tax/Accounting/CPA Position, Title or Relationship: Partner Start Date: 1/1/2004 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Income tax preparation/planning and insurance agent selling life insurance, long term care insurance and annuities. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: CRAIG AND TREFF FINANCIAL SERVICES POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 21 START DATE: 01/01/2004 ADDRESS: 819 Ritchie Hwy, Suite 1015, Severna Park MD 21146, United States DESCRIPTION: Income tax preparation/planning and insurance agent selling life insurance, long term care insurance and annuities.
CRS (Client Relationship Summary) - RIA
Click below to view Rebecca Charlotte Craig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 819 Ritchie Hwy Suite 1015, Severna Park, MD 21146RIA
CRD#: 283330
SEVERNA PARK, MD
Current
December 9, 2009 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 819 Ritchie Hwy Suite 1015, Severna Park, MD 21146BD
CRD#: 42046
Severna Park, MD
Past
December 9, 2009 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SEVERNA PARK, MD
Past
January 4, 1999 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
SEVERNA PARK, MD
Past
February 21, 1997 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
RIA
CRD#: 113788
SEVERNA PARK, MD
Past
September 3, 1996 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
January 30, 1996 - September 19, 1996
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2010)
RR
California(1/5/2010)
RR
Connecticut(10/13/2010)
RR
Florida(2/25/2015)
RR
Georgia(1/5/2010)
RR
Maryland(12/9/2009)
IAR
Maryland(4/18/2016)
RR
Massachusetts(1/5/2010)
RR
New Jersey(1/5/2010)
RR
New York(7/8/2016)
RR
North Carolina(1/5/2010)
RR
Ohio(10/26/2020)
RR
Oregon(7/31/2023)
RR
Pennsylvania(1/5/2010)
RR
South Carolina(1/5/2010)
RR
Tennessee(3/9/2015)
RR
Texas(4/2/2014)
RR
Virginia(1/7/2010)
RR
Washington(1/5/2010)
RR
Wyoming(1/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
