Stephen A. Cassani
Professional summary
Stephen Anthony Cassani is a registered financial professional currently at SHOREBRIDGE CAPITAL SECURITIES, LLC located in Summit, New Jersey.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1996. Stephen has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Anthony Cassani's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2022 - Present
SHOREBRIDGE CAPITAL SECURITIES, LLC
Office #1: 350 Springfield Avenue Suite #200, Summit, NJ 07901February 13, 2020 - June 10, 2021
GROWTH CAPITAL SERVICES, INC.
April 17, 2015 - February 22, 2018
GROWTH CAPITAL SERVICES, INC.
April 7, 2011 - January 14, 2013
VIANT CAPITAL LLC
March 21, 2001 - March 11, 2009
CITIGROUP GLOBAL MARKETS INC.
October 1, 1997 - March 2, 2000
BANC OF AMERICA SECURITIES LLC
September 19, 1996 - October 1, 1997
MONTGOMERY SECURITIES
April 1, 1996 - October 9, 1996
J.P. MORGAN SECURITIES INC.
January 12, 1996 - April 1, 1996
CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2022)
(1/22/2022)
(2/17/2022)
(1/31/2022)
(2/2/2022)
(2/14/2022)
(2/10/2022)
(1/27/2022)
(1/27/2022)
(1/28/2022)
(1/27/2022)
(2/7/2022)
Exams
FINRA
Current Firm
SHOREBRIDGE CAPITAL SECURITIES, LLC
CRD#: 269991 / SEC#: , 8-69644
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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