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JM

Jasper Koonhung Mui

CRD# 2695214·Registered 2016 - 2025
Previously Registered: Being a previously registered professional could mean that Jasper is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jasper Koonhung Mui, who also goes by Jasper Koon Hung Mui, was a registered financial advisor. Jasper was a previously registered financial professional and started their career in finance 2016 - 2025. Jasper had worked at 3 firms and has passed the Series 63, Series 62, SIE and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jasper Koon Hung Mui

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

ATLANTIC - PACIFIC CAPITAL, INC.·CRD# 38356
BD
Stamford, CT
August 1, 2024 - October 29, 2025
DECHEQUE SECURITIES LLC·CRD# 311020
BD
Salt Lake City, UT
May 20, 2022 - August 8, 2022
SIXTEEN SECURITIES, INC.·CRD# 104025
BD
South Miami, FL
November 1, 2016 - April 2, 2020

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Current Firm

A-
ATLANTIC - PACIFIC CAPITAL, INC.

ATLANTA - PACIFIC CAPITAL, INC. | ATLANTIC - PACIFIC CAPITAL, INC.

CRD#: 38356 / SEC#: 8-48198
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Dock Street Suite 404, Stamford, CT 06902

Mailing Address

One Dock Street Suite 404, Stamford, CT 06902

Phone Number

(203) 862-9182

Established

Delaware since 02/09/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MANLEY, JAMES EDWARDCHAIRMAN1414509
BOSSONE, ANTHONYCHIEF FINANCIAL OFFICER, PARTNER3269438
BOSSONE, ANTHONYCHIEF COMPLIANCE OFFICER3269438
ELKHATIB, RAED JAMALPRESIDENT AND CHIEF EXECUTIVE OFFICER5124082

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2016About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 24 — General Securities Principal Examination

Passed Mar 2022About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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