James F. Geld
Professional summary
James Francis Geld, who also goes by Jim Geld, is a registered financial professional currently at APW CAPITAL, INC. located in Totowa, New Jersey.
James is registered as a RR (Registered Representative) and started their career in finance in 1996. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Francis Geld's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2006 - Present
APW CAPITAL, INC.
Office #1: 999 Riverview Drive, Suite 201, Totowa, NJ 07512January 4, 2006 - October 29, 2024
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
June 29, 2004 - December 1, 2005
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
June 15, 2004 - August 4, 2004
APW CAPITAL, INC.
February 21, 2002 - December 1, 2005
APW CAPITAL, INC.
March 20, 2000 - October 12, 2001
FORESIDE FUNDS DISTRIBUTORS LLC
February 27, 1996 - February 25, 2000
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/17/2020)
(1/4/2006)
(1/4/2006)
Exams
FINRA
Current Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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