Roger Cunhui Yang
CETERA INVESTMENT ADVISERS LLC
BILLERICA, MA 01821
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CRD#: 2694859
Professional summary
Roger Cunhui Yang, CFP®, who also goes by Cunhui Yang, Cunhui Yang, Roger Yang, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Billerica, Massachusetts and CETERA ADVISORS LLC located in Billerica, Massachusetts.
Roger Cunhui is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Roger Cunhui has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cunhui Yang | Cunhui Yang | Roger Yang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)NAME:FIXED INSURANCE WITH VARIOUS COMPANIES
INVEST RELATED:YES
SAME AS REGISTERED LOCATION
BUSINESS:FIXED INSURANCE
START DATE:9/2016
HR/WK:40
TD HR/WK:32.5
POSITION:AGENT
DUTIES:LIFE,DISABILITY,ANNUITIES,LONG TERM CARE
(2)NAME:FAMILY RENTAL TREMONT LLC
INVEST RELATED:NO
272 TREMONT ST MELROSE MA 02176
BUSINESS:REAL ESTATE HOLDING COMPANY
START DATE:12/2009
HR/WK:1
POS:MEMBER
DUTIES:FAMILY REAL ESTATE BUILDING
(3)NAME:FAMILY RENTAL MERRIMACK LLC
INVEST RELATED: NO
150 EMORY ST ATTLEBORO MA 02703
BUSINESS:REAL ESTATE HOLDING COMPANY
START DATE:4/2010
HR/WK:1
POS:PARTNER
DUTIES:OWN REAL ESTATE PROPERTY
(4)NAME:N/A
INVEST RELATED:NO
110-112 GRAND ST LOWELL MA 01851
BUSINESS:REAL ESTATE
START DATE:5/2010
HR/WK:1
POS:COOWNER
DUTIES:MANAGE PROPERTY
(5)NAME:FAMILY RENTAL LILLEY LLC
INVEST RELATED:NO
110-112 GRAND ST LOWELL MA 01851
BUSINESS:REAL ESTATE HOLDING CO.
START DATE:6/2012
HR/WK:1
POS:COOWNER
DUTIES:GENERAL OWNERSHIP DUTIES
(6)NAME:FAMILY RENTAL YJY LLC
INVEST RELATED:NO
43 LINCOLN ST LOWELL MA 01851
BUSINESS:REAL ESTATE HOLDING CO.
START DATE:4/2013
HR/WK:2
POS:PART OWNER
DUTIES:GENERAL OWNERSHIP DUTIES
(7)NAME:NACH OFFICE REALTY TRUST
INVEST RELATED:NO
SAME AS REGISTERED LOCATION
BUSINESS:REAL ESTATE HOLDING CO.
START DATE:7/2013
HR/WK:0
POS: COOWNER
DUTIES:GENERAL OWNERSHIP DUTIES
(8)NAME:GWFG 401K TRUST
INVEST RELATED:NO
170 MAIN ST TEWKSBURY MA 01876
BUSINESS:TRUST
START DATE:7/2013
HR/WK:0
POS:TRUSTEE
DUTIES:GENERAL TRUSTEE DUTIES
(9)NAME:YJY LAKEVIEW TRUST
INVEST RELATED:NO
742 LAKEVIEW AVE LOWELL MA 01850
BUSINESS:REAL ESTATE
START DATE:6/2014
HR/WK:2
TD HR/WK:2
POS:TRUSTEE
DUTIES:GENERAL TRUSTEE DUTIES
(10)NAME: YJY WAKEFIELD TRUST
INVEST RELATED:NO
8 WAKEFIELD AVE WAKEFIELD MA 01880
NATURE OF BUSINESS: REAL ESTATE
START DATE:11/2014
HR/WK:0
POS:TRUSTEE
DUTIES:GENERAL TRUSTEE DUTIES
(11)NAME: YJY VILLAGE TRUST
INVEST RELATED:NO
3 VILLAGE SQ, UNIT A-1 CHELMSFORD MA 01824
BUSINESS:REAL ESTATE
START DATE:11/2014
HR/WK:0
POS:TRUSTEE
DUTIES:GENERAL TRUSTEE DUTIES
(12)NAME:483 AMHERST NASHUA REALTY TRUST
INVEST RELATED:NO
483 AMHERST ST NASHUA NH 03063
BUSINESS:REAL ESTATE
START DATE:3/2015
HR/WEEK:0
POS:TRUSTEE
DUTIES: GENERAL TRUSTEE DUTIES
(13)NAME:YJY SECOND REALTY TRUST
INVEST RELATED: NO
14-16 2ND ST LOWELL MA 01850
BUSINESS: REAL ESTATE
START DATE:9/2015
TD HR/WK:1
HR/WK:1
POS:TRUSTEE
DUTIES:GENERAL TRUSTEE DUTIES
(14)NAME:YJY 72 MERRIMACK REALTY TRUST
INVEST RELATED:NO
72 MERRIMACK ST LOWELL MA 01852
BUSINESS:REAL ESTATE
START DATE:9/2015
HR/WK:1
TD HR/WK:1
POS:TRUSTEE
DUTIES:GENERAL TRUSTEE DUTIES
(15)NAME:GREAT WALL FINANCIAL GROUP, INC.
INVEST RELATED:YES
SAME AS REGISTERED LOCATION
BUSINESS:DBA FOR FINANCIAL SERVICES
START DATE:11/2002
HR/WK:40
TD HR/WK:32.5
POS: PRESIDENT
DUTIES:SECURITY & INSURANCE SERVICES
(16)NAME:WILLIAMSBURG PARK CONDOMINIUM
INVEST RELATED: NO
170 MAIN ST TEWKSBURY MA 01876
BUSINESS:CONDOMINIUM BOARD
START DATE:2/2016
HR/ WK:0
POS:CONDO TRUSTEE
DUTIES:OVERSEE PROPERTY MANAGEMENT WORK
(17)NAME:BILLERICA PROFESSIONAL CONDO ASSOCIATION
INVEST RELATED:NO
SAME AS REGISTERED LOCATION
BUSINESS:CONDOMINIUM BOARD
START DATE:1/2008
HR/WK:0
POS:CONDOTRUSTEE
DUTIES:OVERSEE PROPERTY MANAGEMENT WORK
(18)NAME & START DATES: YJY 754 LAKEVIEW TRUST-10/2016/ YJY ROGERS TRUST-09/2016/ YJY PRIMROSE TRUST-05/2017/ YJY SARATOGA TRUST-04/2018/ YJY PAWTUCKET RI LLC-11/2016/ YJY ROGERS LAKEVIEW LLC-10/2016/ YY LOWELL REALTY LLC-12/2018/ RCRMA REALTY LLC-05/2019/ YANG REALTY HOLDING LLC-09/2016/ XIN YANG & ROGER YANG-05/2010/ YJY VILLAGE TRUST-11/2014/ YJY SECOND REALTY TRUST-09/20/ YJY 72 MERRIMACK REALTY TRUST-09/2015
INVEST RELATED: NO
SAME AS REGISTERED LOCATION
BUSINESS: REAL ESTATE INVESTMENTS
POS: OWNER
HRS/WEEK: 1
DUTIES: GENERAL DUTIES
CRS (Client Relationship Summary) - RIA
Click below to view Roger Cunhui Yang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 572 Boston Rd Ste 16, Billerica, MA 01821RIA
CRD#: 105644
BILLERICA, MA
Current
October 3, 2016 - Present
CETERA ADVISORS LLC
Office #1: 572 Boston Rd Ste 16, Billerica, MA 01821BD
CRD#: 10299
Billerica, MA
Past
October 3, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
November 14, 2014 - October 3, 2016
INVESTORS CAPITAL CORP.
RIA
CRD#: 30613
BILLERICA, MA
Past
November 4, 2014 - October 3, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
BILLERICA, MA
Past
February 4, 2003 - December 31, 2007
GREAT WALL FINANCIAL GROUP, INC.
RIA
CRD#: 129177
CHELMSFORD, MA
Past
October 22, 2002 - November 1, 2002
AUGUST FINANCIAL ADVISORS, INC.
RIA
CRD#: 121189
CHELMSFORD, MA
Past
October 16, 2002 - December 2, 2014
CANTELLA & CO., INC.
RIA
CRD#: 13905
BILLERICA, MA
Past
October 16, 2002 - December 2, 2014
CANTELLA & CO., INC.
BD
CRD#: 13905
BILLERICA, MA
Past
January 1, 2002 - November 6, 2002
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
BURLINGTON, MA
Past
January 27, 1998 - November 6, 2002
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/23/2017)
RR
Florida(7/18/2023)
RR
Maryland(10/3/2016)
RR
Massachusetts(10/3/2016)
IAR
Massachusetts(3/21/2024)
RR
New Hampshire(10/3/2016)
RR
New Jersey(10/3/2016)
RR
New York(10/2/2020)
RR
Texas(10/3/2016)
IAR
Texas(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Billerica, MA 01821TRUST BUT VERIFY
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