Christian F. Rausch
Professional summary
Christian Franz Rausch, who also goes by Chris Rausch, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in El Segundo, California and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Christian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Christian has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christian Franz Rausch's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245February 22, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101February 22, 2022 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101February 22, 2022 - Present
CETERA ADVISORS LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101February 22, 2022 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
November 12, 2019 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
November 12, 2019 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
August 13, 2019 - November 13, 2019
PRUCO SECURITIES, LLC.
November 29, 2016 - March 9, 2018
SCOTTRADE INVESTMENT MANAGEMENT
June 9, 2014 - March 9, 2018
SCOTTRADE, INC.
April 25, 2006 - October 21, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 30, 2003 - October 21, 2013
TD AMERITRADE, INC.
April 5, 1999 - October 21, 2013
TD AMERITRADE, INC.
October 24, 1997 - February 18, 1999
PRUDENTIAL EQUITY GROUP, LLC
May 8, 1997 - October 9, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
February 3, 1997 - February 18, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2021)
(6/29/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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