Mark S. Vidergauz
Professional summary
Mark Steven Vidergauz is a registered financial professional currently at SAGE PARTNERS SECURITIES, LLC located in Los Angeles, California.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1996. Mark has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 42, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Steven Vidergauz's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2001 - Present
SAGE PARTNERS SECURITIES, LLC
Office #1: 11111 Santa Monica Blvd. Suite 2200, Los Angeles, CA 90025July 1, 1998 - April 27, 2000
ABN AMRO SECURITIES LLC
November 5, 1997 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
December 18, 1996 - November 6, 1997
ING (U.S.) CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2001)
(2/12/2001)
(2/13/2001)
(2/27/2001)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
SAGE PARTNERS SECURITIES, LLC
CRD#: 104381 / SEC#: , 8-52836
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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