KD
Kelly S. Dowell
EAGLE STRATEGIES LLC
PENSACOLA, FL 32502
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CRD#: 2694633
KD
Professional summary
Kelly Shawn Dowell is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Pensacola, Florida and NYLIFE SECURITIES LLC located in Daphne, Alabama.
Kelly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kelly has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[DOWELL FINANCIAL GROUP,INC., 27154 POLLARD RD., DAPHNE, AL 36527. OWNER. METHOD OF COMPENSACION - COMMISSIONS. TYPE OF BUSINESS-SALES OF LIFE, HEALTH, DISABILITY, LTC, AND ANNUITY. ALONG WITH MY NEW YORK LIFE PRACTICE, I WILL NEED OTHER PRODUCTS NOT OFFERED BY NEW YORK LIFE.] [T&K HUNTING-SOLE PROPRIETOR COMPENSATED BY FEES TO START DECEMBER 2011. WILL SPEND 1 HOUR A MONTH ON WEEKENDS 0 TIME DURING WEEK DAYS. LEASE LAND TO HUNTERS FOR A FEE. I WILL GIVE DIRECTION AND LOCATIONS FOR HUNTERS TO GO FOR SUCCESS. THIS IS NOT A NON-PROFIT OR BUSINESS THAT IS INVESTMENT RELATED; 27154A POLLARD RD DAPHNE, AL 36526] [FBI Citizens Academy; Six week school, two hours one night a week in the evenings. This is a school to inform citizens of FBI operations.; 200 N. Royal Street, Mobile, AL; Start Date 09/2015; Role/Title: Student; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours] [Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products.; 27154A Pollard Road, Daphne, AL; Start Date 10/2018; Role/Title: Owner; Investment Related; 20 hours per month; 20 hours per month during securities trading hours] [RENTAL PROPERTY; HAVE SEVERAL PROPERIES THAT WE OWN AND RENT OUT. 24175 Waterworld Road, Robertsdale, AL; 27154 Pollard Road, Daphne, AL; 208 S. Front Street, Farmington, IA; 31822 Highway 2, Farmington, IA; 211 BELMONT AVE . FAIRHOPE AL.36532; Start Date 07/2020; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; passive owner] [Real Estate Investment; Remodel and sale of houses. Done on a 50/50 basis with a friend that is also a client. Buy a couple of houses a year and remodel them with the use of contractors and selling them. No entity, just buy the house 50/50 and split the cost and profit.; None at this time. Have not made purchases because approval not cleared yet.; Start Date 04/2021; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Men of Jubilee; We are a local group of men of about 15 that do Christian outreach quarterly. We meet for breakfast Wednesday mornings. We pool money together to perform community outreach programs, i.e. prison ministry, get togethers to minister on a 1/4 basis.; Not applicable; Start Date 04/2022; Role/Title: Volunteer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Facilitating the weekly meetings and coordinating a team of people for our quarterly outreaches.] [Deer Park LLLP; It is a farm I rent out.; 211 Belmont Avenue, Fairhope, AL 36532; Start Date 01/2022; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent] [Loxley Barn Ministry; A community outreach monthly for our church where we provide a free meal and have a guest speaker talking about Christianity and his testimony.; 15564 Fackler Road, Loxley, AL 36551; Start Date 11/2023; Role/Title: Volunteer; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Seller Financed Property; I am owner financing farm land.; 31323 County Road J56, Bonaparte, IA 52626; Start Date 03/2024; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Shawn Dowell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2007 - Present
EAGLE STRATEGIES LLC
Office #1: 125 West Romana Ste 720, Pensacola, FL 32502Office #2: 27154-a Pollard Rd, Daphne, AL 36526RIA
CRD#: 110826
PENSACOLA, FL
Current
January 29, 1996 - Present
NYLIFE SECURITIES LLC
Office #1: 27154-a Pollard Rd, Daphne, AL 36532BD
CRD#: 5167
DAPHNE, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/26/2001)
IAR
Alabama(2/5/2007)
RR
California(3/25/2019)
RR
Colorado(10/12/2020)
RR
Florida(1/29/2001)
IAR
Florida(5/2/2024)
RR
Georgia(11/30/2020)
RR
Hawaii(11/17/2023)
RR
Illinois(5/10/2012)
RR
Indiana(6/18/2018)
RR
Iowa(1/31/1996)
RR
Kentucky(7/21/2020)
RR
Louisiana(2/20/2018)
RR
Maryland(9/28/2020)
RR
Michigan(5/21/2020)
RR
Mississippi(1/31/2001)
RR
Missouri(9/2/2015)
RR
New Jersey(10/7/2024)
RR
North Carolina(9/23/2021)
RR
Tennessee(3/5/2019)
RR
Texas(9/30/2010)
IAR
Texas(6/10/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Pensacola, FL 32502TRUST BUT VERIFY
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