Kim M. Pacanovsky Nolan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Marie Pacanovsky Nolan, who also goes by Kim Marie Austin, Kim Marie Nolan, Kim Marie Pacanovsky, Kim Marie Pacanovsky-nolan, Kim Marie Pacanovskynolan, was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 1996. Kim had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2013 - November 4, 2016
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
July 26, 2013 - November 4, 2016
IMPERIAL CAPITAL, LLC
April 28, 2010 - July 29, 2013
MLV & CO. LLC
April 11, 2008 - March 20, 2009
CANACCORD GENUITY SECURITIES LLC
September 5, 2007 - April 7, 2008
FERRIS, BAKER WATTS, LLC
May 29, 2001 - February 21, 2007
KEYBANC CAPITAL MARKETS INC.
January 23, 1996 - May 29, 2001
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IMPERIAL CAPITAL ASSET MANAGEMENT LLC
CRD#: 108258 / SEC#: 801-67961
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 393,743,621 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
