MG
Marc J. Ghirardi
BREAN CAPITAL
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 2693987
MG
Professional summary
Marc John Ghirardi, who also goes by Marc Ghirardi, is a registered financial professional currently at BREAN CAPITAL, LLC located in Atlanta, Georgia.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1997. Marc has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Marc Ghirardi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Marc John Ghirardi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2023 - Present
BREAN CAPITAL, LLC
Office #1: 3414 Peachtree Road Ne Suite 270, Atlanta, GA 30326BD
CRD#: 23723
Atlanta, GA
Past
June 16, 2005 - May 1, 2023
TRUIST SECURITIES, INC.
BD
CRD#: 6271
ATLANTA, GA
Past
November 20, 2001 - March 30, 2005
KNIGHT BONDPOINT, INC.
BD
CRD#: 102580
ATLANTA, GA
Past
October 13, 1999 - November 19, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
January 2, 1998 - October 14, 1999
TRUIST SECURITIES, INC.
BD
CRD#: 6271
ATLANTA, GA
Past
June 4, 1997 - January 2, 1998
SUNTRUST CAPITAL MARKETS, INC.
BD
CRD#: 36888
ATLANTA, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/1/2023)
RR
Alaska(6/1/2023)
RR
Arizona(6/1/2023)
RR
Arkansas(6/1/2023)
RR
California(6/1/2023)
RR
Colorado(6/1/2023)
RR
Connecticut(6/1/2023)
RR
Delaware(6/1/2023)
RR
District of Columbia(6/1/2023)
RR
Florida(6/1/2023)
RR
Georgia(6/1/2023)
RR
Hawaii(6/1/2023)
RR
Idaho(6/1/2023)
RR
Illinois(6/1/2023)
RR
Indiana(6/1/2023)
RR
Iowa(6/1/2023)
RR
Kansas(6/1/2023)
RR
Kentucky(6/1/2023)
RR
Louisiana(6/1/2023)
RR
Maine(6/1/2023)
RR
Maryland(6/1/2023)
RR
Massachusetts(6/1/2023)
RR
Michigan(6/1/2023)
RR
Minnesota(6/1/2023)
RR
Mississippi(6/1/2023)
RR
Missouri(6/1/2023)
RR
Montana(6/1/2023)
RR
Nebraska(6/1/2023)
RR
Nevada(6/1/2023)
RR
New Hampshire(6/1/2023)
RR
New Jersey(6/1/2023)
RR
New Mexico(6/1/2023)
RR
New York(6/1/2023)
RR
North Carolina(6/1/2023)
RR
North Dakota(6/1/2023)
RR
Ohio(6/5/2023)
RR
Oklahoma(6/1/2023)
RR
Oregon(6/1/2023)
RR
Pennsylvania(6/1/2023)
RR
Puerto Rico(6/1/2023)
RR
Rhode Island(6/1/2023)
RR
South Carolina(6/1/2023)
RR
South Dakota(6/1/2023)
RR
Tennessee(6/1/2023)
RR
Texas(6/1/2023)
RR
Utah(6/1/2023)
RR
Vermont(6/1/2023)
RR
Virginia(6/1/2023)
RR
Washington(6/1/2023)
RR
West Virginia(6/1/2023)
RR
Wisconsin(6/1/2023)
RR
Wyoming(6/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/6/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
BC
BREAN CAPITAL, LLC
BREAN CAPITAL, LLC | NATIONAL LIQUIDATORS, INC | CARRET SECURITIES, LLC | CARRET SECURITIES, INC. | BREAN MURRAY, CARRET & CO., LLC.
CRD#: 23723 / SEC#: , 8-40742
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Mailing Address
505 Fifth Avenue 5th Floor, New York, NY 10017
Phone number
(212) 702-6500
Established
Delaware since 02/03/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
