Lori Picerno
Professional summary
Lori Picerno is a registered financial professional currently at AMERICAN CAPITAL PARTNERS, LLC located in Hauppauge, New York.
Lori is registered as a RR (Registered Representative) and started their career in finance in 1996. Lori has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Picerno's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2006 - Present
AMERICAN CAPITAL PARTNERS, LLC
Office #1: 205 Oser Ave., Hauppauge, NY 11788Office #2: 205 Oser Ave, Hauppauge, NY 11788April 5, 2004 - June 30, 2005
YANKEE FINANCIAL GROUP, INC.
April 17, 2001 - October 10, 2003
BASIC INVESTORS INC.
March 6, 2001 - June 25, 2001
YANKEE FINANCIAL GROUP, INC.
October 1, 1999 - April 6, 2001
GLENN MICHAEL FINANCIAL, INC.
June 24, 1998 - October 1, 1999
PATAGON.COM SECURITIES CORP.
January 24, 1996 - May 18, 1998
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2006)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
AMERICAN CAPITAL PARTNERS, LLC
CRD#: 119249 / SEC#: , 8-65165
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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