Michael J. Chapman

AVIANCE CAPITAL PARTNERS LLC

Naples, FL 34110-1407

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CRD#: 2693349

Professional summary

Michael John Chapman is a registered financial advisor currently at AVIANCE CAPITAL PARTNERS LLC located in Naples, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 1 firm and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

since June 2012, I have been the Managing Director of Kinderburk, LLC, a non-investment related property management and business administration firm located at 8840 Terrene Ct. Bonita Springs, FL. Duties include property management and administrative tasks. Approximately 15 hours per month is devoted to this entity; 5 hours per month during security trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Chapman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2018 - Present

AVIANCE CAPITAL PARTNERS LLC

Office #1: 2180 Immokalee Road, #301, Naples, FL 34110-1407

RIA

CRD#: 146597

Naples, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVIANCE CAPITAL PARTNERS LLC

CRD#: 146597 / SEC#: 801-68979

RIA

Registered Investment Advisory firm - (3/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/21/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/3/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AVIANCE CAPITAL PARTNERS LLC

CRD#: 146597 / SEC#: 801-68979

RIA

Registered Investment Advisory firm - (3/25/2008 Approved)

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Contact information

Main Address

2180 Immokalee Road, #301, Naples, FL 34110-1407

Mailing Address

Phone number

(239) 598-4747

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	968
AUM (Assets Under Management)	$ 971,012,034

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
09/24/2024	Cover Page	Report
10/26/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Chapman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Chapman's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVIANCE CAPITAL PARTNERS LLC

Primary Firm SEC Registration

AVIANCE CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/21/1996

Series 6

Date: 3/3/1997

Current Firm

AVIANCE CAPITAL PARTNERS LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AVIANCE CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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