Michael John Chapman
Professional Summary
Michael John Chapman is a registered financial advisor currently at AVIANCE CAPITAL PARTNERS LLC located in Naples, Florida. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 1 firm and has passed the Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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PARK AVENUE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
AVIANCE CAPITAL PARTNERS LLC
Contact Information
Main Address
2180 Immokalee Road, #301, Naples, FL 34110-1407Phone Number
(239) 598-4747# of Employees
11SEC notice filing (20 States and Territories)
Registered to provide investment advisory services in 20 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
974AUM (Assets Under Management)
$1,125,638,667Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | Cover Page | Report |
| 09/24/2024 | Cover Page | Report |
| 10/26/2023 | Cover Page | Report |
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AUSDAL FINANCIAL PARTNERS, INC.
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AUSDAL FINANCIAL PARTNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
INTEGRATED ADVISORS NETWORK LLC
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Primary Firm SEC Registration
AVIANCE CAPITAL PARTNERS LLC
State Registrations and Notice Filings
(9/20/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1997About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael John Chapman's CRS (Customer Relationship Summary).
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