Jeremy B. Neilson

EMPOWER ADVISORY GROUP

EAGLE MOUNTAIN, UT

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CRD#: 2693060

Professional summary

Jeremy Benjamin Neilson is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Eagle Mountain, Utah and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jeremy has worked at 12 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Benjamin Neilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2024 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

EAGLE MOUNTAIN, UT

Current

December 11, 2024 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

March 16, 2023 - November 22, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Sandy, UT

Past

December 19, 2022 - November 22, 2024

MORGAN STANLEY

CRD#: 149777

Sandy, UT

Past

May 5, 2016 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Sandy, UT

Past

May 3, 2016 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Past

September 14, 2015 - February 3, 2016

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

LINTHICUM, MD

Past

September 14, 2015 - February 3, 2016

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

LINTHICUM, MD

Past

May 13, 2014 - August 12, 2015

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

NORTH SALT LAKE, UT

Past

February 23, 2009 - August 12, 2015

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

NORTH SALT LAKE, UT

Past

August 28, 2008 - November 19, 2008

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

TULSA, OK

Past

August 19, 2008 - November 19, 2008

CHARLES SCHWAB & CO., INC.

CRD#: 5393

TULSA, OK

Past

January 1, 2008 - August 7, 2008

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

August 18, 2005 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SALT LAKE CITY, UT

Past

June 9, 2005 - July 20, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

May 26, 1998 - August 18, 2005

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WOODLAND HILLS, CA

Past

January 1, 1996 - June 17, 2005

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/11/2024)

Alaska
(12/11/2024)

Arizona
(12/11/2024)

Arkansas
(12/11/2024)

California
(12/11/2024)

Connecticut
(12/11/2024)

Delaware
(12/11/2024)

Georgia
(12/11/2024)

Hawaii
(12/11/2024)

Idaho
(12/11/2024)

Illinois
(12/11/2024)

Indiana
(12/11/2024)

Iowa
(12/11/2024)

Kansas
(12/11/2024)

Kentucky
(12/11/2024)

Maine
(12/11/2024)

Massachusetts
(12/11/2024)

Michigan
(12/11/2024)

Minnesota
(12/11/2024)

Mississippi
(12/11/2024)

Missouri
(12/11/2024)

Montana
(12/11/2024)

Nebraska
(12/11/2024)

Nevada
(12/11/2024)

New Hampshire
(12/11/2024)

New Jersey
(12/11/2024)

New Mexico
(12/11/2024)

New York
(12/11/2024)

North Carolina
(12/11/2024)

North Dakota
(12/11/2024)

Oklahoma
(12/11/2024)

Oregon
(12/11/2024)

Pennsylvania
(12/11/2024)

Rhode Island
(12/11/2024)

South Carolina
(12/11/2024)

South Dakota
(12/11/2024)

Tennessee
(12/11/2024)

Texas
(12/11/2024)

Utah
(12/11/2024)

IAR

Utah
(12/13/2024)

Vermont
(12/11/2024)

Virginia
(12/11/2024)

Washington
(12/11/2024)

West Virginia
(12/11/2024)

Wisconsin
(12/11/2024)

Wyoming
(12/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/27/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/28/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/19/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/27/2014

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeremy B. Neilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Benjamin Neilson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

STRATEGIC ADVISERS LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2014

Series 66

Date: 8/27/2008

Series 63

Date: 12/28/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/7/2001

Series 6

Date: 12/19/1995

Series 26

Date: 6/27/2014

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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