Matthew D. Challis
Professional summary
Matthew Desmond Challis, who also goes by Matt Challis, Matthew Desmond Challis, Challis Desmond Matthew Desmond, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Dallas, Texas.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 4 firms and has passed the Series 63, Series 65, Series 50, Series 52TO, SIE, Series 79, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Desmond Challis's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2020 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 14221 Dallas Parkway Suite 850, Dallas, TX 75254November 29, 2016 - April 19, 2017
RBC CAPITAL MARKETS, LLC
June 5, 2013 - December 6, 2016
JEFFERIES LLC
August 25, 2000 - March 25, 2008
PIPER SANDLER & CO.
June 14, 1999 - May 29, 2013
PIPER SANDLER & CO.
January 25, 1996 - July 11, 1997
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/23/2020)
(12/21/2020)
(9/21/2020)
(9/21/2020)
(12/21/2020)
(9/21/2020)
(12/21/2020)
(12/21/2020)
(12/21/2020)
(12/21/2020)
(12/21/2020)
(9/21/2020)
(12/21/2020)
(12/21/2020)
(12/21/2020)
(12/21/2020)
(12/21/2020)
Exams
Series 52TO
Date: 9/13/2020
Municipal Securities Representative ExaminationFINRA
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HUNTINGTON SECURITIES, INC.
CRD#: 2261Dallas, TX 75254TRUST BUT VERIFY
Monitor Matthew Challis
Get automatic monthly alerts on:
