Peter J. Tarrant
Professional summary
Peter James Tarrant is a registered financial professional currently at OAKPOINT SOLUTIONS, LLC located in Tampa, Florida.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter James Tarrant's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2024 - Present
OAKPOINT SOLUTIONS, LLC
Office #1: 100 South Ashley Drive Suite 1130, Tampa, FL 33602February 10, 2003 - February 22, 2024
BTIG, LLC
December 5, 2002 - February 10, 2003
WILLIAMS TRADING LLC
November 9, 2001 - November 8, 2002
HOTOVEC, POMERANZ & CO., LLC
October 1, 1997 - May 29, 2001
BANC OF AMERICA SECURITIES LLC
January 17, 1996 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/28/2024)
(2/28/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 1/15/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
OAKPOINT SOLUTIONS, LLC
CRD#: 171775 / SEC#: , 8-69477
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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