Peter James Tarrant
Professional Summary
Peter James Tarrant is a registered financial advisor currently at OAKPOINT SOLUTIONS, LLC located in Tampa, Florida. Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
OAKPOINT SOLUTIONS, LLC
Contact Information
Main Address
100 South Ashley Drive Suite 1130, Tampa, FL 33602Mailing Address
100 South Ashley Drive Suite 1130, Tampa, FL 33602Phone Number
(212) 588-6440Established
Florida since 01/13/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/28/2024)
(2/28/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2002SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter James Tarrant's CRS (Customer Relationship Summary).
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