Nicholas A. Cutrone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Alexander Cutrone was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1996. Nicholas had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2000 - April 17, 2001
JOSEPH STEVENS & CO., INC.
November 30, 1998 - January 10, 2001
LCP CAPITAL CORP.
May 19, 1998 - January 20, 1999
SHAMROCK PARTNERS, LTD
August 12, 1997 - May 18, 1998
J.P. TURNER & COMPANY, L.L.C.
February 26, 1996 - August 12, 1997
ARGENT SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JOSEPH STEVENS & CO., INC.
CRD#: 35459 / SEC#: , 8-46901
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 10 |
Red Flags
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