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Curtis M. Minks

WOODSTOCK WEALTH MANAGEMENT
Lawrenceville, GA
Some features on this profile are disabled
CRD#: 2692128
CM

Professional summary

Curtis Montgomery Minks is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Lawrenceville, Georgia.

Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Curtis has worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Lotus Positions LLC; not investment related; 1309 Field Creek Terrace, Lawrenceville, GA 30043; Entity to pay office expenses for relationship with Woodstock Wealth Management, Inc.; 100 percent owner; started 10/07/2010; devotes 1 hour a month of which none are during trading hours; duties include paying office expenses for WWM branch. 2. Lotus Positions Business Development LLC; not investment related; 1309 Field Creek Terrace , Lawrenceville, GA 30043; entity in which I offer non-securities insurance & consult regarding non-securities insurance; 100 percent owner; started 04/2011; devotes approximately 1 hours a month of which none are during trading hours; offer and consult regarding non-securities insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Curtis Montgomery Minks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2018 - Present

WOODSTOCK WEALTH MANAGEMENT, INC.

RIA
CRD#: 283472
Lawrenceville, GA
Past

January 13, 2022 - December 31, 2022

ST. BERNARD FINANCIAL SERVICES, INC.

BD
CRD#: 36956
RUSSELLVILLE, AR
Past

April 19, 2016 - November 9, 2018

WOODSTOCK FINANCIAL GROUP, INC.

RIA
CRD#: 38095
Lawrenceville, GA
Past

April 18, 2016 - December 6, 2019

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
Lawrenceville, GA
Past

December 11, 2014 - March 31, 2016

KOVACK ADVISORS, INC.

RIA
CRD#: 140808
MARIETTA, GA
Past

October 15, 2014 - December 31, 2015

KOVACK SECURITIES INC.

BD
CRD#: 44848
Marietta, GA
Past

October 7, 2010 - December 31, 2014

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA
CRD#: 143384
LAWRENCEVILLE, GA
Past

October 6, 2010 - October 15, 2014

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
MARIETTA, GA
Past

March 12, 2010 - September 1, 2010

MONEY CONCEPTS CAPITAL CORP

RIA
CRD#: 12963
ACWORTH, GA
Past

March 11, 2010 - September 1, 2010

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
ACWORTH, GA
Past

October 14, 2005 - October 21, 2008

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
MARIETTA, GA
Past

October 11, 2005 - October 21, 2008

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
MARIETTA, GA
Past

May 15, 2003 - September 29, 2004

COLONY PARK FINANCIAL SERVICES LLC.

BD
CRD#: 41534
GREENVILLE, SC
Past

October 29, 2001 - March 15, 2002

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA
Past

December 21, 1999 - July 24, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

November 3, 1998 - December 8, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

January 2, 1998 - September 28, 1998

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

January 15, 1996 - January 22, 1998

ACUMENT SECURITIES, INC.

BD
CRD#: 7661
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH

CRD#: 283472 / SEC#: 801-112663

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(8/13/2019)
IAR
Georgia
(6/25/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 12/9/2022
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/26/1997
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 12/31/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/22/1995
General Securities Representative Examination

Current Firm

WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH

CRD#: 283472 / SEC#: 801-112663

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)
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Contact information

Main Address
250 River Park North Drive, Woodstock, GA 30188
Mailing Address
Phone number
(800) 279-4468
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - MARCH 29 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,834
AUM (Assets Under Management)$ 629,939,767

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOODSTOCK WEALTH MANAGEMENT, INC.

CRD#: 283472Lawrenceville, GA

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