Sadiq A. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sadiq Ali Murray, who also goes by Sadiq Almurray, Al Murray, was a registered financial professional .
Sadiq is a previously registered financial professional and started their career in finance in 1996. Sadiq had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2004 - April 21, 2004
BRILL SECURITIES, INC.
November 26, 2002 - September 3, 2003
GUNNALLEN FINANCIAL, INC
February 8, 2002 - May 17, 2002
CONTINENTAL BROKER-DEALER CORP.
August 16, 2001 - December 3, 2001
ACUMENT SECURITIES, INC.
June 14, 2000 - June 19, 2001
EASTBROOK CAPITAL GROUP LLC
May 12, 1999 - June 14, 1999
PLATINUM EQUITIES, INC.
November 10, 1998 - March 10, 1999
SOLID ISG CAPITAL MARKETS, LLC
March 7, 1998 - September 17, 1998
H.J. MEYERS & CO., INC.
June 5, 1997 - January 29, 1998
DALTON KENT SECURITIES GROUP, INC.
April 8, 1997 - April 24, 1997
GKN SECURITIES CORP.
December 6, 1996 - April 4, 1997
DUKE & CO., INC.
November 11, 1996 - December 13, 1996
THE BOSTON GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRILL SECURITIES, INC.
CRD#: 18565 / SEC#: 801-61275, 8-36654
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
