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Sadiq Ali Murray

CRD# 2692049·Registered 1996 - 2004
Previously Registered: Being a previously registered professional could mean that Sadiq is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Sadiq Ali Murray, who also goes by Sadiq Almurray, Al Murray, was a registered financial advisor. Sadiq was a previously registered financial professional and started their career in finance 1996 - 2004. Sadiq had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sadiq Almurray, Al Murray

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

BRILL SECURITIES, INC.·CRD# 18565
BD
New York, NY
January 5, 2004 - April 21, 2004
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
November 26, 2002 - September 3, 2003
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
February 8, 2002 - May 17, 2002
ACUMENT SECURITIES, INC.·CRD# 7661
BD
San Francisco, CA
August 16, 2001 - December 3, 2001
EASTBROOK CAPITAL GROUP LLC·CRD# 39781
BD
New York, NY
June 14, 2000 - June 19, 2001
PLATINUM EQUITIES, INC.·CRD# 36347
BD
New York, NY
May 12, 1999 - June 14, 1999
SOLID ISG CAPITAL MARKETS, LLC·CRD# 39375
BD
New York, NY
November 10, 1998 - March 10, 1999
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
March 7, 1998 - September 17, 1998
DALTON KENT SECURITIES GROUP, INC.·CRD# 38813
BD
New York, NY
June 5, 1997 - January 29, 1998
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
April 8, 1997 - April 24, 1997
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
December 6, 1996 - April 4, 1997
THE BOSTON GROUP·CRD# 37652
BD
Los Angeles, CA
November 11, 1996 - December 13, 1996

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Current Firm

BS
BRILL SECURITIES, INC.

BRILL SECURITIES INC. | NONE | BRILL SECURITIES, INC.

CRD#: 18565 / SEC#: 801-61275, 8-36654
BD
Terminated by SEC on 12/29/2015

Contact Information

Established

New York since 07/25/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BROWN, ROBERT BRILLCEO32896
BROWN, NICHOLAS BRILLCFO ., FINOP2168807
KURTIN, JONATHAN BRILLPRESIDENT276833
NUTKIS, DAVID BENJAMINVP., TRES., SEC., ,CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER730453
BOSE, AMIT KUMARCHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR2476890

Disclosures

Regulatory Event

6

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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