Raymond C. Calimlim
Professional summary
Raymond Campos Calimlim, who also goes by Ray Campos Calimlim, Raymond Campos Calimlim, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1996. Raymond has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Campos Calimlim's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054January 25, 2013 - August 15, 2017
STRATEGIC ADVISERS LLC
April 29, 2011 - August 9, 2017
FIDELITY BROKERAGE SERVICES LLC
September 4, 2009 - February 3, 2011
HARRISDIRECT LLC
August 6, 2009 - February 3, 2011
E*TRADE SECURITIES LLC
June 1, 2009 - August 24, 2009
MORGAN STANLEY
June 1, 2009 - August 24, 2009
MORGAN STANLEY
October 6, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 29, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 8, 2006 - June 4, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 17, 2005 - June 4, 2008
TD AMERITRADE, INC.
March 8, 2005 - June 4, 2008
TD AMERITRADE, INC.
April 28, 2003 - July 15, 2004
CHARLES SCHWAB & CO., INC.
November 9, 1999 - July 15, 2004
CHARLES SCHWAB & CO., INC.
April 24, 1997 - August 19, 1999
AMERIPRISE ADVISOR SERVICES, INC.
September 16, 1996 - April 10, 1997
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
