Evelyn Butler
Professional summary
Evelyn Butler, who also goes by Evelyn Thoma, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Kenova, West Virginia.
Evelyn is registered as a RR (Registered Representative) and started their career in finance in 1996. Evelyn has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Evelyn Butler's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2014 - Present
NYLIFE SECURITIES LLC
March 7, 2013 - August 5, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
March 1, 2013 - August 5, 2014
ALLSTATE FINANCIAL SERVICES, LLC
June 21, 2006 - March 7, 2013
PARK AVENUE SECURITIES LLC
April 25, 2006 - March 7, 2013
PARK AVENUE SECURITIES LLC
June 18, 2002 - February 28, 2006
PRUCO SECURITIES, LLC.
January 4, 1996 - February 28, 2006
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2023)
(8/19/2014)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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