Katrina B. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katrina Brown Mason, who also goes by Katrina K Brown, Katrina Kitty Brown, was a registered financial professional .
Katrina is a previously registered financial professional and started their career in finance in 1996. Katrina had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2010 - September 1, 2016
NEWPORT COAST SECURITIES, INC.
March 18, 2009 - September 15, 2009
FIRST STAR SECURITIES CORPORATION
January 15, 2008 - March 2, 2009
PROVIDENT ASSET MANAGEMENT, LLC
August 23, 2007 - April 10, 2008
STERLING ENTERPRISES GROUP, INC.
January 24, 2003 - June 14, 2007
COMMONWEALTH CAPITAL SECURITIES CORP.
August 21, 1997 - November 7, 2002
CION SECURITIES, LLC
August 29, 1996 - May 29, 1997
TCC SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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