Michael S. Mcray

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CRD#: 2691642

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Steven Mcray, who also goes by Mike Mcray, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mike Mcray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 1, 2021 - January 2, 2025

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517

ST. LOUIS, MO

Past

February 26, 2018 - March 9, 2021

TD AMERITRADE, INC.

CRD#: 7870

ST. LOUIS, MO

Past

June 20, 2008 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

ST LOUIS, MO

Past

July 7, 2006 - June 19, 2008

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

October 2, 2002 - February 6, 2004

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

CHARLOTTE, NC

Past

March 27, 2002 - October 4, 2002

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

June 29, 2000 - March 28, 2002

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

BIRMINGHAM, AL

Past

July 31, 1998 - July 19, 2000

FIRST ATLANTA SECURITIES, LLC

CRD#: 18200

DESTIN, FL

Past

April 27, 1998 - September 4, 1998

FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

NEW YORK, NY

Past

September 4, 1997 - October 10, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 3, 1996 - May 29, 1997

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

February 9, 1996 - December 4, 1996

FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

NEW YORK, NY

Past

January 30, 1996 - February 9, 1996

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/6/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/16/2008

General Securities Principal Examination

Current Firm

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517 / SEC#: , 8-68456

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

100 N Broadway Suite 1700, Saint Louis, MO 63102

Mailing Address

100 N Broadway Suite 1700, Saint Louis, MO 63102

Phone number

(866) 569-2450

Established

Missouri since 11/18/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LARSON FINANCIAL HOLDINGS, LLC	MANAGING MEMBER
MILLER, RANDY SCOTT	PRINCIPAL OPERATIONS OFFICER	4798775
MILLER, RANDY SCOTT	FINOP	4798775
MILLER, RANDY SCOTT	CHIEF COMPLIANCE OFFICER	4798775
MILLER, RANDY SCOTT	PRINCIPAL FINANCIAL OFFICER	4798775
WIENS, COLIN GREGORY	PRESIDENT	5841752

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael S. Mcray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TD AMERITRADE, INC.

SCOTTRADE, INC.

E*TRADE SECURITIES LLC

BB&T INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

SOUTHTRUST SECURITIES, LLC

FIRST ATLANTA SECURITIES, LLC

FAIRCHILD FINANCIAL GROUP, INC.

PRUDENTIAL EQUITY GROUP, LLC

ROBERT THOMAS SECURITIES, INC

FAIRCHILD FINANCIAL GROUP, INC.

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/14/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/6/2006

Series 24

Date: 12/16/2008

Current Firm

LARSON FINANCIAL SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LARSON FINANCIAL SECURITIES, LLC

TRUST BUT VERIFY

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