Manish A. Somaiya

CANTOR FITZGERALD & CO.

New York, NY 10022

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CRD#: 2691591

Professional summary

Manish A Somaiya, who also goes by Manish Amrat Somaiya, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in New York, New York.

Manish is registered as a RR (Registered Representative) and started their career in finance in 1996. Manish has worked at 6 firms and has passed the Series 63, Series 87, SIE, Series 16, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Manish Amrat Somaiya

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Manish A Somaiya's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2025 - Present

CANTOR FITZGERALD & CO.

Office #1: 110 East 59th Street 4 Floor Itd, New York, NY 10022

CRD#: 134

New York, NY

Past

August 10, 2007 - December 3, 2019

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 19, 2005 - August 24, 2007

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

January 3, 2001 - May 6, 2005

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

April 4, 1997 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

March 12, 1996 - April 3, 1997

CITICORP SECURITIES, INC.

CRD#: 7474

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/21/2025)

Exams

State Security Law Exam

Series 63

Date: 5/29/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 6/17/2025

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

SIE

Date: 6/5/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 16

Date: 11/11/2002

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 3/11/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/27/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CANTOR FITZGERALD & CO.

CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.

CRD#: 134 / SEC#: , 8-201

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

110 East 59th Street 4th Floor, New York, NY, 10022

Mailing Address

110 East 59th Street 4th Floor, New York, NY, 10022

Phone number

(212) 938-5000

Established

New York since 09/25/1992

Firm type

Partnership

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CFS CF & CO I HOLDINGS, L.P.	MANAGING GENERAL PARTNER
ANZALONE, THOMAS JOSEPH	CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER	1161513
BANDELIER, PASCAL DANIEL	CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES	4424051
CFLP CF&CO I HOLDINGS, L.P.	LIMITED PARTNER
KELLY, SAGE NOLAN	CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING	2528122
MERKEL, STEPHEN MARCUS	EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY	2366318
SALINAS, DANNY	CHIEF FINANCIAL OFFICER	6184109
SHIELDS, WILLIAM MICHAEL	CHIEF COMPLIANCE OFFICER	2380166
WALL, CHRISTIAN DOUGLAS	CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME	2751397

Disclosures

Regulatory Event

Red Flags

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Manish A. Somaiya

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Manish A Somaiya's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

BANC OF AMERICA SECURITIES LLC

J.P. MORGAN SECURITIES INC.

JPMSI

CITICORP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/2025

Series 87

Date: 6/17/2025

SIE

Date: 6/5/2025

Series 16

Date: 11/11/2002

Series 7

Date: 3/11/1996

Series 24

Date: 5/27/2011

FINRA

Current Firm

CANTOR FITZGERALD & CO.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CANTOR FITZGERALD & CO.

TRUST BUT VERIFY

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