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JA

Jason X. Andreula

PRIME EXECUTIONS
New York, NY 10005
Some features on this profile are disabled
CRD#: 2690994
JA

Professional summary

Jason Xavier Andreula, who also goes by Jay Andreula, Jason Xavier Andrula, is a registered financial professional currently at PRIME EXECUTIONS, INC. located in New York, New York.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 7 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 24, Series 9, Series 10, Series 4 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jay Andreula | Jason Xavier Andrula

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Xavier Andreula's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2026 - Present

PRIME EXECUTIONS, INC.

Office #1: 40 Wall Street - 58th Floor, New York, NY 10005
BD
CRD#: 32889
New York, NY
Past

May 5, 2023 - October 28, 2025

ETC BROKERAGE SERVICES, LLC

BD
CRD#: 145276
DALLAS, TX
Past

August 1, 2016 - April 17, 2023

SAFRA SECURITIES LLC

BD
CRD#: 47873
NEW YORK, NY
Past

October 26, 2015 - May 31, 2016

EQUITY SERVICES, INC.

BD
CRD#: 265
STATEN ISLAND, NY
Past

October 10, 2007 - May 20, 2015

E*TRADE CLEARING LLC

BD
CRD#: 25025
JERSEY CITY, NJ
Past

May 8, 1996 - April 30, 2007

TD AMERITRADE, INC.

BD
CRD#: 7870
JERSEY CITY, NJ
Past

March 25, 1996 - April 30, 1996

DUKE & CO., INC.

BD
CRD#: 8035
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/5/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 9/4/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 8/22/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/7/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/19/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 2/16/2001
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 4/8/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

PE
PRIME EXECUTIONS, INC.
FREEDOM CAPITAL MARKETS | SILVERMAN BROTHERS, INC. | PRIME EXECUTIONS, INC. | FREEDOM STRATEGIC SOLUTIONS

CRD#: 32889 / SEC#: , 8-43985

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street - 58th Floor, New York, NY 10005
Mailing Address
40 Wall Street - 58th Floor, New York, NY 10005
Phone number
(212) 980-4400
Established
Delaware since 11/12/1987
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FREEDOM HOLDING CORP.HOLDING COMPANY
AGUIAR, ALBERTINTERIM CEO2947566
CARON, WAYNE ROGERCCO1422911
CHASKIN, DAVID RCFO, FINOP, POO, PFO5306238

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PRIME EXECUTIONS, INC.

CRD#: 32889New York, NY 10005

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