Jason X. Andreula
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Xavier Andreula, who also goes by Jay Andreula, Jason Xavier Andrula, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1996. Jason had worked at 6 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 24, Series 9, Series 10, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2023 - October 28, 2025
ETC BROKERAGE SERVICES, LLC
August 1, 2016 - April 17, 2023
SAFRA SECURITIES LLC
October 26, 2015 - May 31, 2016
EQUITY SERVICES, INC.
October 10, 2007 - May 20, 2015
E*TRADE CLEARING LLC
May 8, 1996 - April 30, 2007
TD AMERITRADE, INC.
March 25, 1996 - April 30, 1996
DUKE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 9/4/2025
Operations Professional ExaminationSeries 52TO
Date: 8/22/2025
Municipal Securities Representative ExaminationSeries 8
Date: 4/8/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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