Kerin M. Clark

CETERA INVESTMENT ADVISERS LLC

OAK GROVE, OR 97267

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CRD#: 2690931

Professional summary

Kerin Marie Clark, who also goes by Kerin Marie Clark, Kerin Marie Clark-grahek, Kerin Marie Clark Severson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Oak Grove, Oregon and CETERA INVESTMENT SERVICES LLC located in Oak Grove, Oregon.

Kerin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Kerin has worked at 15 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kerin Marie Clark | Kerin Marie Clark-Grahek | Kerin Marie Clark Severson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerin Marie Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 10599 Se Mcloughlin Blvd, Oak Grove, OR 97267

RIA

CRD#: 105644

OAK GROVE, OR

Current

May 1, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 15099 Se Mcloughlin Blvd, Oak Grove, OR 97267

CRD#: 15340

OAK GROVE, OR

Past

September 20, 2024 - February 26, 2025

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Tigard, OR

Past

January 18, 2024 - September 20, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Lake Oswego, OR

Past

January 12, 2024 - September 20, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

Lake Oswego, OR

Past

January 28, 2022 - November 29, 2023

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Vancouver, WA

Past

January 15, 2020 - October 22, 2020

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

July 24, 2019 - January 26, 2022

CORECAP ADVISORS

RIA

CRD#: 158819

Vancouver, WA

Past

June 7, 2016 - July 30, 2019

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Vancouver, WA

Past

May 28, 2015 - June 2, 2016

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

VANCOUVER, WA

Past

April 10, 2015 - June 2, 2016

CETERA WEALTH SERVICES, LLC

CRD#: 13572

VANCOUVER, WA

Past

May 2, 2012 - June 11, 2013

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

CRD#: 135288

VANCOUVER, WA

Past

April 8, 2009 - January 4, 2010

STONEHURST SECURITIES, INC.

CRD#: 138218

FOLSOM, CA

Past

February 26, 2009 - April 13, 2009

WORLD GROUP SECURITIES, INC.

CRD#: 114473

PORTLAND, OR

Past

July 21, 2008 - December 31, 2008

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

HILLSBORO, OR

Past

October 22, 2007 - July 22, 2008

STONEHURST SECURITIES, INC.

CRD#: 138218

FOLSOM, CA

Past

August 12, 2004 - November 2, 2007

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

BEAVERTON, OR

Past

November 5, 2001 - August 12, 2004

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

June 25, 1998 - October 23, 2001

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

September 3, 1997 - June 8, 1998

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

December 12, 1995 - September 3, 1997

U.S. BANCORP SECURITIES

CRD#: 17439

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/13/2025)

California
(6/11/2025)

Idaho
(6/11/2025)

Nevada
(6/11/2025)

IAR

Oregon
(5/1/2025)

Oregon
(5/21/2025)

Washington
(5/21/2025)

West Virginia
(6/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/19/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/13/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kerin M. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerin Marie Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

GRADIENT ADVISORS, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

GRADIENT ADVISORS, LLC

CORECAP INVESTMENTS, LLC

CORECAP ADVISORS

GRADIENT ADVISORS, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

STONEHURST SECURITIES, INC.

WORLD GROUP SECURITIES, INC.

BRECEK & YOUNG ADVISORS, INC.

STONEHURST SECURITIES, INC.

BRECEK & YOUNG ADVISORS, INC.

CUSO FINANCIAL SERVICES, L.P.

WAMU INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP SECURITIES

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/2025

Series 66

Date: 5/13/2015

SIE

Date: 6/2/2016

Series 7

Date: 3/10/2000

Series 6

Date: 12/11/1995

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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