Shant Tashjian

EAGLE STRATEGIES LLC

WHITE PLAINS, NY 10601

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CRD#: 2690812

Professional summary

Shant Tashjian is a registered financial advisor currently at EAGLE STRATEGIES LLC located in White Plains, New York and NYLIFE SECURITIES LLC located in White Plains, New York.

Shant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Shant has worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 52, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; I have one health ins. account w/ a 20+ year relationship and no plans for any more.; 639 Mabie Street New Milford, NJ 07646; Commissions; 1 hour per month, 0 during securities trading hours; insurance related] [FINRA Dispute Resolution Services/Arbitrator; Resolving securities and employment disputes between and among investors, brokerage firms and individual brokers.; 10 Harborside Plaza 3 Second Street Suite 900 Jersey City, NJ 07311; Start Date 10/2021; Role/Title: Independent Contractor; Investment Related; 8 hours per month; 8 hours per month during securities trading hours;participate as an arbitrator on a panel to assist in resolving cases brought before FINRA for resolution]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shant Tashjian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2021 - Present

EAGLE STRATEGIES LLC

Office #1: 44 South Broadway, White Plains, NY 10601

RIA

CRD#: 110826

WHITE PLAINS, NY

Current

May 6, 2020 - Present

NYLIFE SECURITIES LLC

Office #1: 44 South Broadway, White Plains, NY 10601

CRD#: 5167

White Plains, NY

Past

January 3, 2019 - January 21, 2020

SUMMIT FINANCIAL, LLC

RIA

CRD#: 299322

PARSIPPANY, NJ

Past

September 19, 2018 - February 3, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Parsippany, NJ

Past

September 28, 2005 - September 20, 2018

SUMMIT FINANCIAL RESOURCES INC

RIA

CRD#: 104990

PARSIPPANY, NJ

Past

September 28, 2005 - December 27, 2018

SUMMIT EQUITIES, INC.

RIA

CRD#: 11039

PARSIPPANY, NJ

Past

September 28, 2005 - September 19, 2018

SUMMIT EQUITIES, INC.

CRD#: 11039

PARSIPPANY, NJ

Past

May 9, 2005 - September 20, 2005

CONTEMPORARY FINANCIAL SOLUTIONS, INC.

CRD#: 121699

WEST PALM BEACH, FL

Past

August 20, 2004 - May 19, 2005

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ELMWOOD PARK, NJ

Past

March 8, 2004 - May 19, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 8, 2004 - May 19, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

February 4, 2003 - January 29, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 29, 2000 - February 18, 2003

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 6, 1998 - January 18, 2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 6, 1998 - January 18, 2001

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

March 25, 1996 - August 11, 1998

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 25, 1996 - August 11, 1998

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(5/6/2020)

IAR

New Jersey
(1/19/2021)

New York
(5/6/2020)

IAR

New York
(8/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/30/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/27/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 2/13/2017

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 9/11/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/22/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/28/2017

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/22/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shant Tashjian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shant Tashjian's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

SUMMIT FINANCIAL, LLC

PURSHE KAPLAN STERLING INVESTMENTS

SUMMIT FINANCIAL RESOURCES INC

SUMMIT EQUITIES, INC.

SUMMIT EQUITIES, INC.

CONTEMPORARY FINANCIAL SOLUTIONS, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/2004

Series 65

Date: 7/27/2004

SIE

Date: 10/1/2018

Series 52

Date: 2/13/2017

Series 7

Date: 9/11/2015

Series 6

Date: 3/22/1996

Series 53

Date: 3/28/2017

Series 24

Date: 12/22/2015

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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