Paul J. Kiefer

CAPITAL A WEALTH MANAGEMENT

CANFIELD, OH 44406

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CRD#: 269074

Professional summary

Paul John Kiefer, CFP® is a registered financial advisor currently at CAPITAL A WEALTH MANAGEMENT located in Canfield, Ohio and MADISON AVENUE SECURITIES, LLC located in Canfield, Ohio.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Paul has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME: CAPITAL A WEALTH MANAGEMENT; ADDRESS: 6715 TOPPECANOE RD SUITE D-101, CANFIELD OH 44406; INVESTMENT RELATED: POSITION: FINANCIAL ADVISOR AND INVESTMENT ADVISOR REPRESENTATIVE INCLUDING INSURANCE LICENSED ACTIVITIES ; DUTIES: FINANCIAL ADVISOR HELPING WITH RETIREMENT PLANNING; HOURS PER WEEK: 40 HOURS; START DATE: 02/2024; 2. NAME: KIEFER FINANCIAL SERVICES; ADDRESS: 6715 TOPPECANOE RD SUITE D-101, CANFIELD OH 44406; INVESTMENT RELATED: YES; POSITION: FINANCIAL ADVISOR INCLUDING INSURANCE LICENSED ACTIVITIES ; DUTIES: FINANCIAL ADVISOR HELPING WITH RETIREMENT PLANNING; HOURS PER WEEK: 40 HOURS; START DATE: 05/1972

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul John Kiefer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 8, 2024 - Present

CAPITAL A WEALTH MANAGEMENT

Office #1: 6715 Tippecanoe Road, B-201, Canfield, OH 44406

RIA

CRD#: 328863

CANFIELD, OH

Current

January 24, 2024 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 6715 Tippecanoe Rd B-201, Canfield, OH 44406

RIA

CRD#: 23224

Canfield, OH

Past

January 30, 2015 - January 25, 2024

STONEX ADVISORS INC.

RIA

CRD#: 174182

Canfield, OH

Past

September 12, 2014 - January 25, 2024

STONEX SECURITIES INC.

CRD#: 18456

CANFIELD, OH

Past

January 9, 2001 - January 30, 2015

WRP INVESTMENTS, INC.

RIA

CRD#: 7365

CANFIELD, OH

Past

January 2, 1991 - September 12, 2014

WRP INVESTMENTS, INC.

CRD#: 7365

CANFIELD, OH

Past

September 16, 1988 - January 4, 1991

AMERICAN CAPITAL EQUITIES, INC.

CRD#: 13272

Past

May 25, 1984 - September 29, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 24, 1973 - June 27, 1984

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

April 24, 1973 - June 27, 1984

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

April 24, 1973 - June 27, 1984

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL A WEALTH MANAGEMENT

CAPITAL A WEALTH MANAGEMENT | KIEFER FINANCIAL SERVICE | CAPITAL A WEALTH MANAGEMENT, LLC

CRD#: 328863 / SEC#: 801-129086

RIA

Registered Investment Advisory firm - (11/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/24/2024)

California
(1/24/2024)

Colorado
(1/24/2024)

Delaware
(1/24/2024)

District of Columbia
(4/23/2024)

Florida
(1/24/2024)

Georgia
(1/24/2024)

Illinois
(1/24/2024)

Indiana
(1/24/2024)

Kentucky
(1/24/2024)

Louisiana
(1/24/2024)

Massachusetts
(1/24/2024)

Michigan
(1/24/2024)

Mississippi
(1/24/2024)

Nevada
(4/23/2024)

New Jersey
(1/24/2024)

New York
(1/24/2024)

North Carolina
(1/25/2024)

Ohio
(1/24/2024)

IAR

Ohio
(2/8/2024)

Oregon
(1/24/2024)

Pennsylvania
(1/24/2024)

Rhode Island
(1/24/2024)

South Carolina
(1/24/2024)

Tennessee
(1/24/2024)

Texas
(1/24/2024)

Virginia
(1/24/2024)

Washington
(1/24/2024)

West Virginia
(1/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/11/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 4/14/1973

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/1986

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAPITAL A WEALTH MANAGEMENT

CAPITAL A WEALTH MANAGEMENT | KIEFER FINANCIAL SERVICE | CAPITAL A WEALTH MANAGEMENT, LLC

CRD#: 328863 / SEC#: 801-129086

RIA

Registered Investment Advisory firm - (11/22/2023 Approved)

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Contact information

Main Address

8050 Rowan Road Suite 401, Cranberry Twp., PA 16066

Mailing Address

Phone number

(724) 658-4211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (7/23/2025)

WRAP BROCHURE (7/23/2025)

Regulatory assets under management

Total Number of Accounts	2,092
AUM (Assets Under Management)	$ 412,329,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul J. Kiefer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul John Kiefer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

STONEX ADVISORS INC.

STONEX SECURITIES INC.

WRP INVESTMENTS, INC.

WRP INVESTMENTS, INC.

AMERICAN CAPITAL EQUITIES, INC.

FSC SECURITIES CORPORATION

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

CAPITAL A WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/1986

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 4/14/1973

Series 24

Date: 11/6/1986

FINRA

Current Firm

CAPITAL A WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL A WEALTH MANAGEMENT

TRUST BUT VERIFY

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