Paul John Kiefer
CFP®Professional Summary
Paul John Kiefer, CFP® is a registered financial advisor currently at CAPITAL A WEALTH MANAGEMENT located in Canfield, Ohio and MADISON AVENUE SECURITIES, LLC located in Canfield, Ohio. Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Paul has worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
53 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CAPITAL A WEALTH MANAGEMENT | KIEFER FINANCIAL SERVICE | CAPITAL A WEALTH MANAGEMENT, LLC
Contact Information
Main Address
8050 Rowan Road Suite 401, Cranberry Twp., PA 16066Phone Number
(724) 658-4211# of Employees
21SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,839AUM (Assets Under Management)
$612,896,344Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAPITAL A WEALTH MANAGEMENT | KIEFER FINANCIAL SERVICE | CAPITAL A WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Apr 1973SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Paul John Kiefer's CRS (Customer Relationship Summary).
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