Jeffrey R. Schier
Professional summary
Jeffrey Robert Schier is a registered financial professional currently at WALL STREET ACCESS located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Robert Schier's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2018 - Present
WALL STREET ACCESS
Office #1: 100 Wall Street, Suite 804, New York, NY 10005July 30, 2015 - October 29, 2018
CG CAPITAL MARKETS, LLC
May 16, 2014 - July 30, 2015
CAPITAL GUARDIAN, LLC
January 9, 2012 - March 3, 2014
GATES CAPITAL CORPORATION
January 4, 2010 - January 3, 2012
SAMCO CAPITAL MARKETS, INC.
March 12, 2008 - June 10, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
June 27, 2001 - January 28, 2008
HAPOALIM SECURITIES USA, INC.
April 23, 1997 - June 27, 2001
HERZOG, HEINE, GEDULD, LLC
April 26, 1996 - January 1, 1997
MCFADDEN, FARRELL & SMITH, L.P.
December 13, 1995 - May 23, 1996
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2018)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/22/1999
Limited Representative-Equity Trader ExamSeries 62
Date: 12/12/1995
Corporate Securities Limited Representative ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
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